Ponzi & investment-fraud case database
Every scheme sounds different.
The pitches sound the same.
1,321 charged and closed cases, the words promoters used to sell them, and the patterns that repeat. Use them to recognize the next one before it collapses.
1,321cases
$123.3Breported investor money involved
1,404documented pitch phrases
1,321 cases
| Date | Case | Location | Industry | Amount |
|---|---|---|---|---|
| Sep 25, 2026 | Kristopher Lunsford | Tampa, FL | Trucking & transport | $105M |
| Sep 25, 2026 | Cash FX Group S.A., The Conversion Pros Inc. Huascar Jose Lopez Castillo, Ronald Pope, Justin Halladay |
Panama | Crypto & digital assets | $950M |
| Sep 10, 2026 | Intercontinental Wealth Network LLC, I Wealth Network LP Ernest Ossei Boateng |
Washington, DC | Investment funds & advisory | $16M |
| Sep 1, 2026 | Pacific Private Money Group LLC Mark D. Hanf, Hoai-Nam Chu Phan (aka Nam Phan) |
Novato, CA | Real estate | $80M |
| Aug 27, 2026 | Stephen Heimbecker | Ontario, Canada | Real estate | $150M |
| Aug 24, 2026 | Profit Connect Brent C. Kovar |
Las Vegas, NV | Crypto & digital assets | $24M |
| Aug 17, 2026 | The Crypto Program Edward Zimbardi |
Flowery Branch, GA | Crypto & digital assets | $165M |
| Aug 13, 2026 | Capital Funding ASAP LLC Leor Moshe, Jacob Goldman, Isaac Odes |
Toms River, NJ | Lending & cash advance | $47M |
| Aug 10, 2026 | Daryl F. Heller | Lititz, PA | Crypto & digital assets | $770M |
| Jul 28, 2026 | Creative Wealth Media Finance Corp. Jason Cloth |
Los Angeles, CA | Energy & alternative assets | $100M |
| Jul 22, 2026 | Ideal Financial Services Inc, Ideal Financial Holdings Barbara A. Hirshfield |
Lexington, MA | Lending & cash advance | $10.9M |
| Jul 20, 2026 | Trevor Uhls LLC, Midwest Homes Trevor Uhls |
Lee's Summit, MO | Investment funds & advisory | $2.1M |
| Jul 16, 2026 | Benjamin Paul Wiener | Sioux Falls, SD | Crypto & digital assets | $20M |
| Jul 7, 2026 | Gary Topolewski | Northridge, CA | Lending & cash advance | $39M |
| Jul 7, 2026 | Argent Capital Management LLC Trevor L. Vernon |
Franklin, NC | Crypto & digital assets | $14M |
| Jul 3, 2026 | Reid Heritage Properties Scott Reid |
Guelph, Canada | Real estate | $75M |
| Jun 30, 2026 | Oxford Street Education LLC (The Croft School) Scott Given |
Wellesley Hills, MA | Investment funds & advisory | $8M |
| Jun 29, 2026 | Richard L. McNeil | Norristown, PA | Investment funds & advisory | $3.8M |
| Jun 15, 2026 | Godwin Capital No. 8 Ltd, Godwin Group Richard Johnston, Andrew Mitchell, Stephen Pratt, Stuart Pratt |
London, UK | Real estate | $155M |
| Jun 12, 2026 | Bright with Silver Inc. Stanley Pophal |
Wausau, WI | Crypto & digital assets | $14.2M |
| Jun 12, 2026 | Star Credit Holdings Misam M. Abidi |
Nolensville, TN | Crypto & digital assets | $1.9M |
| Jun 8, 2026 | Sterling Capital Investments LLC, Sterling Capital Management LLC John Sterling Myers |
Chicago, IL | Trading, forex & commodities | $4M |
| May 29, 2026 | Privvy Investments LLC, Gateway Digital Investments Nathan Fuller |
Cypress, TX | Crypto & digital assets | $12.3M |
| May 21, 2026 | Family Wealth Legacy, Zolla Matthew Piercey |
Palo Cedro, CA | Trading, forex & commodities | $35M |
| May 12, 2026 | Gregory Parker, Danielle Parker | Cleveland, OH | Real estate | $2M |
| May 5, 2026 | Woodhill Capital Corporation Richard Teplitsky |
Williamsville, NY | Lending & cash advance | $10M |
| Apr 27, 2026 | Joel Richard Frank | Wenatchee, WA | Real estate | $39M |
| Apr 20, 2026 | Bordeaux Cellars James Wellesley (aka Andrew Fuller, Andrew Templar), Stephen Burton |
London, United Kingdom | Lending & cash advance | $97M |
| Apr 15, 2026 | Sudheesh Nambiar | Milpitas, CA | Trading, forex & commodities | $43M |
| Apr 14, 2026 | Jose Bello | FL | Real estate | $5.7M |
| Apr 10, 2026 | Boss Lifestyle LLC Tyler Bossetti |
Columbus, OH | Real estate | $23M |
| Apr 7, 2026 | John Jay Kersey | Maineville, OH | Investment funds & advisory | $8.6M |
| Apr 2, 2026 | Castle Hill Financial Group LLC John R. Brodacki III |
Longmeadow, MA | Investment funds & advisory | $1.7M |
| Mar 31, 2026 | Wells Real Estate Investment LLC Jean Joseph (aka Jon), Janalie Camille Bingham (aka Janalie Camille Joseph) |
Boca Raton, FL | Real estate | $50M |
| Mar 28, 2026 | BOLO Entertainment LLC, BOLO Sports LLC, Shoot N'2 Sports LLC Timothy France Johnson |
El Paso, TX | Investment funds & advisory | $3M |
| Mar 12, 2026 | Lighthouse Estates, Red Door Legacy, Starpoint Holdings Van Laurence Barker |
Fort Knox, KY | Real estate | $1.1M |
| Mar 9, 2026 | DC Solar Ari J. Lauer, Jeff Carpoff, Paulette Carpoff |
Martinez, CA | Energy & alternative assets | $912M |
| Feb 27, 2026 | Silverback Development Joshua Schuster |
Boca Raton, FL | Real estate | $13M |
| Feb 24, 2026 | Goliath Ventures (formerly Gen-Z Venture Firm) Christopher Alexander Delgado |
Apopka, FL | Crypto & digital assets | $328M |
| Feb 19, 2026 | Christopher Knight Lopez, Jayson Lopez, Nadir Abdel Torres | Katy, TX | Lending & cash advance | $17M |
| Feb 19, 2026 | Evangelos Drosos | Glen Ridge, NJ | Investment funds & advisory | $10M |
| Feb 17, 2026 | iCap Chris Christensen, Jim Christensen |
Bellevue, WA | Real estate | $250M |
| Feb 15, 2026 | Skyline Technologies USA LLC Xiao Hu (aka Mark Hu) |
Princeton, NJ | Trading, forex & commodities | $1M |
| Feb 12, 2026 | Praetorian Group International Ramil Ventura Palafox |
Alexandria, VA | Crypto & digital assets | $201M |
| Feb 9, 2026 | Preferred Property LLC, Ampez Rehab Investments LLC Matthew Campbell |
Fresno, CA | Real estate | $9.1M |
| Feb 4, 2026 | Niagara Gold and Silver LLC Warith Deen Muhammad |
McLean, VA | Trading, forex & commodities | $1.5M |
| Feb 2, 2026 | Rentdue Capital LLC, Forged Oak LLC Jeffrey Jace Vernon, Matthew Shane Perkins, Talease Perkins |
Washington City, UT | Trading, forex & commodities | $89M |
| Feb 2, 2026 | Christian Montiel-Caleit | West Valley City, UT | Investment funds & advisory | $1M |
| Jan 30, 2026 | AEI Financial Carl Channing Spence |
Mont Belvieu, TX | Trading, forex & commodities | $2.1M |
| Jan 29, 2026 | Lorven Funds, Lorven Advisors LLC, Vistalytics Inc. Satish Appalakutty |
Milpitas, CA | Investment funds & advisory | $37M |
| Jan 28, 2026 | DJE Texas Management Group LLC Devin Ward Elder |
San Antonio, TX | Real estate | $69.5M |
| Jan 21, 2026 | Siddharth Jawahar | St. Louis, MO | Investment funds & advisory | $35M |
| Jan 16, 2026 | EZ Cash, EZ Capital Brett Schraber |
Orono, MN | Legal & litigation funding | $100M |
| Dec 23, 2025 | Price Physics Matthew Melton |
Boulder, CO | Trading, forex & commodities | $3.4M |
| Dec 18, 2025 | VBit Technologies Corp. Danh C. Vo |
Philadelphia, PA | Crypto & digital assets | $95.6M |
| Dec 18, 2025 | Jay Lucas | Claremont, NH | Investment funds & advisory | $50M |
| Dec 16, 2025 | Premier Global Corp Steve Parish, Richard Dean, Joshua Owen |
Derby, KS | Investment funds & advisory | $10M |
| Dec 10, 2025 | Nathan Gauvin | Sudbury, Canada | Crypto & digital assets | $18.1M |
| Nov 21, 2025 | Young Pros Investment Group LLC Brian Mitchell, Kevin Mack Jr |
MIami, FL | Trading, forex & commodities | $1M |
| Nov 20, 2025 | E-Card Lending LLC, E-Card Merchant LLC Pablo Silverio Rebollido |
Miami, FL | Lending & cash advance | $40M |
| Nov 19, 2025 | Peoples Equity Group Simon G. Outhwaite Jr., Dakota A. Smith |
Miami, FL | Investment funds & advisory | $27M |
| Nov 19, 2025 | Geosyn Mining LLC Caleb Ward |
Fort Worth, TX | Crypto & digital assets | $4.5M |
| Oct 22, 2025 | Taraxa Capital Fund LP, Lightstone Trading Inc. Solomon Lichtenstein |
Stony Point, NY | Trading, forex & commodities | $2.7M |
| Oct 16, 2025 | Essex and Associates Wayne T. Essex, Susan Essex |
Columbus, OH | Real estate | $11M |
| Oct 15, 2025 | Inventis Ventures LLC, Inventis Holding Inc. Linh Thuy Le, Trong Hoang Luu |
Yorba Linda, CA | Real estate | $26.6M |
| Oct 1, 2025 | Michael D. Harris | Morristown, TN | Trading, forex & commodities | $1.5M |
| Sep 25, 2025 | Cleveland Custom Homes Jeffrey Crawford |
Avon, OH | Lending & cash advance | $2.9M |
| Sep 23, 2025 | Taino "Tai" Lopez, Alexander Mehr, Maya Burkenroad | Miami, FL | Investment funds & advisory | $112M |
| Sep 9, 2025 | Henry Paul Regan Jr | Columbia, NY | Trading, forex & commodities | $63M |
| Sep 9, 2025 | Norada Capital Management Marco Giovanni Santarelli |
Laguna Niguel, CA | Crypto & digital assets | $62.5M |
| Sep 8, 2025 | Trade with Ayasa LLC Arsalan A. Rawjani |
Dallas, TX | Trading, forex & commodities | $18M |
| Sep 5, 2025 | Azure Waterfront Consulting LLC, Azure Waterfront (Real Estate) LLC Jerald Benjamin Clawson |
Orlando, FL | Real estate | $5.3M |
| Aug 28, 2025 | Black Box Management Corp, Invader Management Ltd Craig Michael Thompson |
Calgary, Canada | Trading, forex & commodities | $150M |
| Aug 27, 2025 | Film Holdings Capital, Hollywood Covid Testing LLC David Raymond Brown (aka David Brown Levy, David Addison Brown) |
West Columbia, SC | Real estate | $12M |
| Aug 14, 2025 | Water Station Management LLC, Creative Technologies Inc. Ryan Wear, Jordan Chirico |
Marysville, WA | Energy & alternative assets | $275M |
| Aug 8, 2025 | ROI Cash Flow Fund Timothy McPhee |
Estes Park, CO | Trading, forex & commodities | $8M |
| Aug 6, 2025 | Joseph J. Nantomah | Milwaukee, WI | Real estate | $1.9M |
| Aug 6, 2025 | Johnson & Niswonger Financial Resources LLC James Johnson (aka Jim Johnson), Darrell Niswonger |
Perryville, MO | Investment funds & advisory | $6M |
| Jul 22, 2025 | Ronald Pallek | McHenry, IL | Real estate | $1.6M |
| Jul 21, 2025 | Foundation Financial Group Edwin Emmett Lickiss Jr. |
Alamo, CA | Investment funds & advisory | $9.5M |
| Jul 10, 2025 | First Liberty Building & Loan LLC Edwin Brant Frost IV |
Newnan, GA | Lending & cash advance | $140M |
| Jul 9, 2025 | Joshua Allen, Michael Cox, Brooklynn Chandler Willy | Lubbock, TX | Investment funds & advisory | $80M |
| Jul 8, 2025 | RAD Diversified REIT Inc., The Seminar Solution LLC Brandon "Dutch" Mendenhall, Amy Vaughn |
Tampa, FL | Real estate | $152M |
| Jun 26, 2025 | Raxx-LeMay LLC, Elm and Baker LLC Robynne Alexander |
Manchester, NH | Real estate | $3M |
| Jun 9, 2025 | Miles Burton Marshall (aka Burt Marshall) | Hamilton, NY | Real estate | $95M |
| Jun 4, 2025 | Royal Bengal Logistics Inc Sanjay Singh |
Coral Springs, FL | Trucking & transport | $158M |
| May 28, 2025 | Kronus Financial Corporation, Finser International Corporation Andrew Hamilton Jacobus |
Fort Lauderdale, FL | Investment funds & advisory | $94M |
| May 28, 2025 | AeroVanti Patrick Britton-Harr |
Annapolis, MD | Investment funds & advisory | $15M |
| May 22, 2025 | KS Mattson Partners LP, LeFever Mattson Kenneth Mattson |
Sonoma, CA | Real estate | $46M |
| May 15, 2025 | Anchor State Capital LLC, Anchor State Properties LLC Christopher Aubin, Ashley Corcoran |
Providence, RI | Lending & cash advance | $2.5M |
| Apr 29, 2025 | Kenneth w. Alexander II, Robert D. Welsh, Caedrynn E. Conner | Trading, forex & commodities | $91M | |
| Mar 24, 2025 | Likhtenstein Financial Planning Inc. Marat Likhtenstein |
Brooklyn, NY | Investment funds & advisory | $1.2M |
| Mar 20, 2025 | K & K Strategies LLC Kenny Dirk Van Der Spek (aka Kenny Vanderspek) |
South Jordan, UT | Trading, forex & commodities | $5M |
| Mar 17, 2025 | Elite Wealth Partners LLC, EWP Permian Basin Fund II LLC Cory J. Dawkins |
IL | Energy & alternative assets | $2.4M |
| Mar 10, 2025 | John Robert Leake | Plano, TX | Real estate | $8.1M |
| Feb 26, 2025 | Greenville Auto World LLC Willard Timothy Sutton |
Greenville, NC | Lending & cash advance | $8M |
| Feb 25, 2025 | Matthew's Woodworking LLC Matthew Mencarelli |
Belmont, MI | Investment funds & advisory | $1.6M |
| Feb 1, 2025 | Cascade IR LLC, Savitar Systems LLC Thomas Paul Madden, Jeremy Tyler Grabow |
Washington City, UT | Investment funds & advisory | $25M |
| Jan 16, 2025 | Seth Adam Depiano (aka Marcus Lazaro, aka Steven Baron Sr.), Zahria Barber, Paola Quintero Beltran | Clovis, CA | Real estate | $10M |
| Jan 10, 2025 | Wolf Capital Crypto Trading LLC Travis Ford |
Glenpool, OK | Crypto & digital assets | $9.4M |
| Dec 18, 2024 | Trage Technologies Limited Graeme Gary Hearn, Michael Holloway, Eric Ture Muhammad |
Fairburn, GA | Crypto & digital assets | $79M |
| Dec 18, 2024 | Pickleball Rocks, All About Pickleball LLC Rodney Grubbs |
Brookville, IN | Investment funds & advisory | $47M |
| Dec 11, 2024 | Standard Holdings Inc., Standard Huaxia Ltd. Frederick Tayton Dencer, Luke Abelard Dencer, Dennis Edward Butler |
Los Angeles, CA | Investment funds & advisory | $17M |
| Dec 10, 2024 | Solanofi, Solano Partners Ltd., Solano Capital Investments Francier Obando Pinillo |
Pasco, WA | Crypto & digital assets | $5.9M |
| Dec 3, 2024 | Wild Rabbit Technologies LLC, BAI Intelligence LLC Sylvein William Maximilian D'Habsburg XVII (aka Sylvein Scalleone) |
West Hills, CA | Investment funds & advisory | $5.9M |
| Dec 2024 | Angela Dawn | Trading, forex & commodities | $1.5M | |
| Nov 26, 2024 | Prosperity Partners Inc., Prosperity Medical and Health System LLC Mathias Bama, Valentine Bama, Hilaire Leunkam |
Greenbelt, MD | Investment funds & advisory | $30M |
| Nov 20, 2024 | Aircraft Guaranty Corp., Wright Brothers Aircraft Title Debra Lynn Mercer-Erwin, Federico Andres Machado |
Oklahoma City, OK | Investment funds & advisory | $550M |
| Nov 14, 2024 | London Capital & Finance plc Spencer Golding, Michael Andrew Thomson |
UK | Investment funds & advisory | $237M |
| Nov 12, 2024 | Best Image I LLC, Cactus Blue Entertainment LLC Michael Saquella |
Mesa, AZ | Investment funds & advisory | $915,005 |
| Oct 31, 2024 | Joseph Giuttari | RI | Lending & cash advance | $1.5M |
| Oct 31, 2024 | Pannon Investment Advisors LLC, Pannon Risk-Managed Income Fund Dusan Varga |
Miami, FL | Trading, forex & commodities | $1.6M |
| Oct 28, 2024 | NOLA FX Capital Management LLC, Meteor LLC, NOLA FX Fund LLC Michael Brian DePetrillo |
New Orleans, LA | Crypto & digital assets | $9.2M |
| Oct 25, 2024 | Arsen Lusher | Millstone, NJ | Trucking & transport | $5M |
| Oct 17, 2024 | Schiff Fine Art (SFA Advisory) Lisa Schiff |
New York, NY | Investment funds & advisory | $6.5M |
| Oct 15, 2024 | Fredirick (Ted) Safranko, David William Negus-Romvari, Robert Collazo Jr., Holton Buggs Jr., Juan Jose Herman, John Fortini, Stephen Likos | Canada | Trading, forex & commodities | $283M |
| Oct 9, 2024 | Sunrise Enterprises LLC Lawrence Coven |
Hillsborough, NJ | Lending & cash advance | $1M |
| Oct 3, 2024 | Personal Money Management Co. John Lopez |
NM | Trading, forex & commodities | $19.4M |
| Sep 25, 2024 | Chadley Capital LLC, Chadley Management Inc. (dba Spartan Safe) William Rhew III |
Summerfield, NC | Investment funds & advisory | $20M |
| Sep 20, 2024 | Bitterroot Timber Frames, Three Mile Creek Post & Beam LLC Brett Mauri |
Stevensville, MT | Investment funds & advisory | $2M |
| Sep 19, 2024 | Roxby Development LLC Jeffrey James Morris |
Wheeling, WV | Real estate | $5M |
| Sep 12, 2024 | Aureus Revenue Group LLC Emir Jesus Matos Camargo |
Orlando, FL | Trading, forex & commodities | $1.5M |
| Sep 4, 2024 | Creative Legal Fundings, The Ubiquity Group LLC Maria Dulce Pino Dickerson |
Sacramento, CA | Legal & litigation funding | $7M |
| Sep 3, 2024 | Toller Stern Financial LLC Francisco Javier Malave Hernandez, Ricardo Javier Guerra Farias |
Miami, FL | Trading, forex & commodities | $5M |
| Aug 30, 2024 | Refurbs Properties LLC Ross O. Schlomann |
Fremont, WI | Investment funds & advisory | $2.1M |
| Aug 28, 2024 | GCZ Global LLC, Triten Financial Group LLC Jonathan Adam, Tanner Adam |
Angleton, TX | Crypto & digital assets | $60M |
| Aug 28, 2024 | Toltec Capital LLC Bernardo Mendia-Alcaraz |
CA | Investment funds & advisory | $3.3M |
| Aug 14, 2024 | Drive Planning LLC Russell Todd Burkhalter, Gerardo Linarducci, David Bradford |
Atlanta, GA | Real estate | $300M |
| Aug 12, 2024 | NovaTech Ltd. Cynthia Petion, Eddy Petion |
Wellington, FL | Crypto & digital assets | $650M |
| Aug 8, 2024 | Carl Arnal (aka Michael J. Cohen), Christopher Vaughan, Damon Artis, Richard Gavzie | Tucson, AZ | Investment funds & advisory | $1.3M |
| Jul 31, 2024 | South Bay Acquisitions LLC John N. Matson |
San Diego, CA | Investment funds & advisory | $1.5M |
| Jul 30, 2024 | Shahid Javed, Wilfredo Topacio | Old Bridge, NJ | Trading, forex & commodities | $6.7M |
| Jul 26, 2024 | Remain in Control LLC Alcides Roman |
Lebanon, TN | Investment funds & advisory | $2M |
| Jul 26, 2024 | Borg Investment Bank & Capital Trust Roosevelt Tobias Bailey, Alvin C. Jones |
Buford, GA | Investment funds & advisory | $1.6M |
| Jul 25, 2024 | DAB Inspection and Consulting Services LLC Babu Ramaraj |
Aldie, VA | Investment funds & advisory | $31M |
| Jul 23, 2024 | Robert Newell | Indio, CA | Lending & cash advance | $37M |
| Jul 17, 2024 | Northwest Capital Doug Miller, Richard Scheich, James Delverne, Nancy Rathbun, Bradley J. Konorman, Adam R. Salon |
Toledo, OH | Investment funds & advisory | $72M |
| Jun 18, 2024 | Marley's House of Sport, Marley's House of Investment Marley Wynter |
Australia | Investment funds & advisory | $30M |
| Jun 13, 2024 | Nurnepes Nurjanov | Austin, TX | Trading, forex & commodities | $1.5M |
| Jun 10, 2024 | W Holdings of Iowa, Excel Performance Management William Jack Berg |
Waukee, IA | Insurance-linked | $1.5M |
| May 31, 2024 | Isotex Health LLC Michael Rabb, Byron Gruber, Jason Bradley Cross, Eugene Elfrank |
Bozeman, MT | Investment funds & advisory | $6M |
| May 30, 2024 | Tiger Wolf Capital LLC Frank Lynold Mercado |
Charlotte, NC | Trading, forex & commodities | $1.4M |
| May 16, 2024 | Vandelay Contracting Corp., Build Strong Homes LLC Thomas John Sfraga (aka TJ Stone) |
Brooklyn, NY | Crypto & digital assets | $1.3M |
| May 1, 2024 | Maxben Group Idin Dalpour |
New York, NY | Crypto & digital assets | $43M |
| Apr 17, 2024 | Charles Todd Hill | Los Gatos, CA | Real estate | $9.4M |
| Mar 27, 2024 | Mark Dente | Akron, OH | Real estate | $220M |
| Mar 15, 2024 | Titans Timber LLC (Titan Timber) Trent William Witteveen |
Montague, MI | Investment funds & advisory | $2M |
| Mar 8, 2024 | Giddeon Financial Services, Liberty Mortgage Services Vincent Dispoto Jr. |
Belmar, NJ | Real estate | $5M |
| Mar 8, 2024 | Infinity Wealth Management Pathyam Patel (aka Pat Patel) |
Tuscaloosa, AL | Investment funds & advisory | $400,000 |
| Mar 1, 2024 | AB Capital Ryan Young, Joshua Pukini |
Newport Beach, CA | Real estate | $100M |
| Feb 29, 2024 | Project Information Arbitrage Vladimir Artamonov |
Elkridge, MD | Trading, forex & commodities | $4M |
| Feb 29, 2024 | Joseph Firmage | Salt Lake City, UT | Investment funds & advisory | $25M |
| Feb 29, 2024 | Prosper Wealth Management LLC Anthony B. Liddle |
Wausau, WI | Investment funds & advisory | $1.9M |
| Feb 22, 2024 | Hannes Financial Services Inc. Ronald Walter Hannes |
Spokane, WA | Investment funds & advisory | $3M |
| Feb 6, 2024 | IOLO Capital Alan John Hanke |
Crystal Lake, IL | Investment funds & advisory | $8M |
| Jan 30, 2024 | HyperFund Xue Samuel Lee (aka Sam Lee), Brenda Indah Chunga (aka Bitcoin Beautee) |
Severna Park, MD | Crypto & digital assets | $1.7B |
| Jan 19, 2024 | USI Tech Horst Jicha |
Germany | Crypto & digital assets | $150M |
| Jan 17, 2024 | QYU Darren Anthony Robinson |
Detroit, MI | Trading, forex & commodities | $100M |
| Jan 11, 2024 | Rodney Dean Buckle | Las Vegas, NV | Investment funds & advisory | $282,980 |
| Jan 3, 2024 | Location Ventures LLC, URBIN LLC Rishi Kapoor |
Miami, FL | Real estate | $93M |
| Dec 18, 2023 | Agridime LLC Jed Wood, Joshua Link, Tia Link, Royana Thomas, Taylor Bang |
Fort Worth, TX | Agriculture & cattle | $191M |
| Dec 14, 2023 | Titanium Capital LLC Henry Abdo, Carol Ann Barsh |
North Palm Beach, FL | Investment funds & advisory | $5.3M |
| Nov 15, 2023 | Bitwise Industries Inc Jake Soberal, Irma Olguin Jr. |
Fresno, CA | Investment funds & advisory | $70M |
| Nov 10, 2023 | Air Travel Ticketing Corp, MH Lux & Beauty Inc Francius Marganda |
Jakarta, Indonesia | Investment funds & advisory | $23M |
| Nov 9, 2023 | Middlesex Mortgage Group LLC John A. Masanotti Jr. |
Darien, CT | Investment funds & advisory | $5.9M |
| Nov 8, 2023 | Gentlemen Timepieces Anthony Farrer |
Los Angeles, CA | Investment funds & advisory | $3M |
| Nov 1, 2023 | Stanislav Bril | Jamison, PA | Real estate | $1M |
| Oct 31, 2023 | Jeffrey H. Tamkin | Los Angeles, CA | Real estate | $8M |
| Oct 18, 2023 | Cesar Humberto Pina | Franklin Lakes, NJ | Real estate | $17M |
| Oct 16, 2023 | Nanban Ventures LLC Gopala Krishnan (aka GK), Manivannan Shanmugam, Sakthivel Palani Gounder |
Frisco, TX | Trading, forex & commodities | $128M |
| Oct 6, 2023 | Chris Pettit and Associates PC Christopher John Pettit |
San Antonio, TX | Real estate | $65M |
| Sep 29, 2023 | Qidian LLC Bin Hao |
Herndon, VA | Real estate | $10.3M |
| Sep 29, 2023 | Stock Squirrel Inc John Feloni |
Somerville, MA | Investment funds & advisory | $2.5M |
| Sep 28, 2023 | Regal Assets LLC Tyler G. Gallagher, Leah Donoso |
Beverly Hills, CA | Energy & alternative assets | $21M |
| Sep 26, 2023 | One Bell & Associates Inc Patrick Wonsey |
Riverview, FL | Trading, forex & commodities | $3.4M |
| Sep 25, 2023 | Matthew Motil | North Olmsted, OH | Investment funds & advisory | $11M |
| Sep 25, 2023 | Sapphire Exploration LLC, Harris Exploration Inc Stephen L. Bailey |
TX | Energy & alternative assets | $7.8M |
| Sep 22, 2023 | Empirex Capital LLC Rafael Alberto Vargas Gonzalez (aka Rafael Vargas) |
Miami, FL | Crypto & digital assets | $6.6M |
| Sep 21, 2023 | Jon P. Kubler | NE | Real estate | $5.6M |
| Sep 21, 2023 | Aras Investment Business Group S.A.P.I. de C.V. Armando Gutierrez Rosas, Efren Quiroz, Luis Quiroz, Maria Tolentino, Diayanira Rendon |
TX | Real estate | $15M |
| Sep 19, 2023 | MFB 111 Investment LLC Monise Francois Bien Aime |
Pembroke Pines, FL | Real estate | $1.8M |
| Sep 19, 2023 | Tilila Siola'a Walker Sumchai | Richmond, CA | Investment funds & advisory | $13M |
| Sep 18, 2023 | Wisnicki & Associates LLP, Wisnicki Neuhauser LLP Robert Wisnicki |
Forest Hills, NY | Real estate | $18.8M |
| Sep 14, 2023 | National Royalty Group William Logsdon, Jamie Thompson |
Midland, TX | Energy & alternative assets | $2.1M |
| Sep 12, 2023 | ESOS Rings Inc. Michelle Silverstein Bisnoff (aka Michelle Silverstein, Michelle Bisnoff) |
Boca Raton, FL | Investment funds & advisory | $2M |
| Sep 5, 2023 | Group Venture Inc. Curtis Gordon Quigley, Kathleen Treadgold |
Kelowna, Canada | Real estate | $7.8M |
| Aug 23, 2023 | Cambridge Financial Advisors LLC Walter Dunning Larrick III |
Corpus Christi, TX | Trading, forex & commodities | $3.6M |
| Aug 8, 2023 | Craig Sherman | Boca Raton, FL | Real estate | $7M |
| Aug 8, 2023 | RSF Capital LP Chad Stickforth |
Asheville, NC | Trading, forex & commodities | $5.4M |
| Aug 3, 2023 | Jose D. Rocha | Brockton, MA | Trading, forex & commodities | $1.2M |
| Jul 28, 2023 | Tadrus Capital LLC, Tadrus Capital Fund LP Mina Tadrus |
Tampa, FL | Trading, forex & commodities | $5M |
| Jul 27, 2023 | Accanito, Surge LLC Brent Seaman |
Sarasota, FL | Investment funds & advisory | $35M |
| Jul 26, 2023 | 1 Global Capital LLC Carl R. Ruderman |
Hallandale Beach, FL | Lending & cash advance | $250M |
| Jul 25, 2023 | Blessings of God Thru Crypto Michael Griffis, Amanda Griffis |
Clarksville, TN | Crypto & digital assets | $6M |
| Jul 20, 2023 | Steven Andiloro | Mooresville, NC | Investment funds & advisory | $6.1M |
| Jul 20, 2023 | Dexter Development, Disman Energy Michael Disman |
Terrell, TX | Real estate | $3.2M |
| Jul 20, 2023 | Robert D. Christensen, Anthony M. Matic | Sherwood, OR | Real estate | $10M |
| Jul 19, 2023 | Optimus Investments Inc, Tryon Management Group LLC Eliyahu Weinstein (aka Eli, Mike Konig), Aryeh Bromberg, Joel Wittels, Shlomo Erez, Alaa Hattab |
Lakewood, NJ | Investment funds & advisory | $35M |
| Jul 13, 2023 | Todd Financial Services LLC, TFS Insurance Services LLC Joseph Michael Todd |
Panama City, FL | Investment funds & advisory | $3M |
| Jul 12, 2023 | Dream Venture Capital Group LLC Nayeem Choudhury |
Durham, NC | Trading, forex & commodities | $9.3M |
| Jul 6, 2023 | K.E.L. Enterprises Inc. Dwight A. Foster |
West Bloomfield, MI | Trading, forex & commodities | $13.2M |
| Jun 23, 2023 | Michael Wayne Williams | Miami, FL | Trading, forex & commodities | $3.6M |
| Jun 23, 2023 | Gordon Management Group LLC Wilson Baston (aka Chanon Gordon) |
Washington, DC | Real estate | $4M |
| Jun 22, 2023 | Ichioka Ventures William K. Ichioka |
New York, NY | Investment funds & advisory | $25M |
| Jun 22, 2023 | Billy Marcum Jr. | Fort Worth, TX | Energy & alternative assets | $30M |
| Jun 14, 2023 | Ownable LLC, Ownable Capital Partners I LLC Josh S. Verne |
Gladwyne, PA | Investment funds & advisory | $30M |
| Jun 8, 2023 | Ford Financial and Insurance Services Bruce Ford |
Centerpoint, IN | Real estate | $1.3M |
| May 31, 2023 | My Mortgage Auction Corp (Shop Your Own Mortgage) Gregory Joseph Martel |
Victoria, Canada | Real estate | $310M |
| May 31, 2023 | Outstanding Real Estate Solutions Inc Chimene Van Gundy, Michael Trofimoff, Santos Kidd, Maria Tosta |
New Braunfels, TX | Investment funds & advisory | $18.5M |
| May 23, 2023 | Integrated National Resources Inc (dba WeedGenics) Rolf Max Hirschmann (aka Max Bergmann), Patrick Earl Williams |
Boise, ID | Investment funds & advisory | $60M |
| May 11, 2023 | Tyche Asset Management Phillip Galles |
Chicago, IL | Trading, forex & commodities | $2M |
| May 11, 2023 | Landes Prive LLC, Landes and Compagnie Trust Prive, HekYeah LLC Charles Thomas Lawrence Jr. |
CT | Investment funds & advisory | $4.8M |
| May 4, 2023 | G8 Equity LLC, G8 RE Capital LLC Cedric Dewayne Griffin |
Jacksonville, FL | Real estate | $5.9M |
| May 3, 2023 | Brett M. Bartlett, Scott A. Miller | Fountain Valley, CA | Investment funds & advisory | $20.5M |
| May 2, 2023 | Suitelife Norcal LLC Derek Vincent Chu |
Alamo, CA | Investment funds & advisory | $39M |
| Apr 28, 2023 | McClain Farms Inc., 7M Cattle Feeders Inc., McClain Feed Yard Inc. Brian McClain |
Benton, KY | Agriculture & cattle | $170M |
| Apr 20, 2023 | Charles Winn LLC Aaron David Scott-Britten, Ohran Emmanuel Stewart, Casey Alexander, Charlie Jake Smith |
England | Energy & alternative assets | $8.5M |
| Apr 12, 2023 | Christopher Burns | Berkeley Lake, GA | Lending & cash advance | $10M |
| Apr 11, 2023 | Rashawn Russell | Brooklyn, NY | Crypto & digital assets | $1.5M |
| Apr 4, 2023 | MJF Holdings LLC, MJF Capital LLC Michael J. French |
Pendleton, SC | Lending & cash advance | $20M |
| Apr 3, 2023 | Aureus Capital Pte. Ltd. Michael Philip Atkins |
Dublin, OH | Trading, forex & commodities | $18M |
| Mar 27, 2023 | Aaron Cain McKnight, Kenneth Miller, Sherry Rebekka Sims, Harmony Brooke McKnight, Timothy Neher | Dallas, TX | Investment funds & advisory | $8.4M |
| Mar 27, 2023 | Janues Capital Incorporated Surage Kamal Roshan Perera |
NY | Trading, forex & commodities | $3.5M |
| Mar 14, 2023 | James Dean Bulger (aka Jimmy Bulger) | Montgomery, AL | Investment funds & advisory | $8.4M |
| Mar 14, 2023 | Tycoon Trading LLC, The Daily Bread Fund LLC Garrett Elder |
Anchorage, AK | Trading, forex & commodities | $25M |
| Mar 6, 2023 | BKCoin Management LLC Min Woo Kang (aka Kevin Kang) |
Miami, FL | Crypto & digital assets | $100M |
| Mar 3, 2023 | IHT Wealth Management LLC Adam S. Kaplan, Daniel E. Kaplan |
NY | Investment funds & advisory | $5M |
| Mar 1, 2023 | Morganwood Ltd. Stephen Keith Woodard Sr. |
Kihei, HI | Trading, forex & commodities | $6M |
| Feb 23, 2023 | Marcus Todd Brisco, Tin Quoc Tran, Francisco Story, Fredirick "Ted" Safranko, Michael Shannon Sims | Wailuku, HI | Trading, forex & commodities | $145M |
| Feb 16, 2023 | Vista Network Technologies Armen Temurian |
Glendale, CA | Crypto & digital assets | $7M |
| Feb 15, 2023 | Jeffrey Soberman Parket | Great Neck, NY | Real estate | $65M |
| Feb 13, 2023 | Ramon Salvador Delgado-Gomez, Walmy Rivera-Santiago, Hector Javier Santos-Pagan | Puerto Rico | Trading, forex & commodities | $13M |
| Feb 7, 2023 | John K. Eckerd Jr., Afif Baltagi | Dallas, TX | Investment funds & advisory | $50M |
| Feb 7, 2023 | Floyd's Insurance Agency, Monthly Payment Plan Joseph W. Floyd IV, William F. Floyd Jr. |
Whiteville, NC | Lending & cash advance | $20M |
| Feb 1, 2023 | Girardi Keese Thomas Vincent Girardi |
Pasadena, CA | Legal & litigation funding | $15M |
| Jan 24, 2023 | Baycap.io Austin D. Ellison-Meade |
San Francisco, CA | Trading, forex & commodities | $2.8M |
| Jan 17, 2023 | Kumar Arun Neppalli | Cary, NC | Real estate | $1.9M |
| Jan 12, 2023 | iWitness Tech LLC Yossi Engel |
Los Angeles, CA | Real estate | $47M |
| Jan 7, 2023 | R.B.J. Generational Wealth Management LLC (dba Adz on Wheelz) Robert Cortez Marshall |
Las Vegas, NV | Investment funds & advisory | $5M |
| Dec 22, 2022 | Leo Growl LLC Mark Ramkishun |
Orlando, FL | Trading, forex & commodities | $1.3M |
| Dec 19, 2022 | Milendophe Duperier, Vanessa Joseph | Randolph, MA | Trading, forex & commodities | $5M |
| Dec 16, 2022 | Avail Progression LLC, Elite Generators Inc John Fernandez |
Houston, TX | Trading, forex & commodities | $4.3M |
| Dec 14, 2022 | IcomTech David Carmona, Marco Ruiz Ochoa, Moses Valdez, Juan Arellano, David Brend, Gustavo Rodriguez |
Queens, NY | Crypto & digital assets | $1M |
| Dec 14, 2022 | Forcount (later Weltsys) Antonia Perez Hernandez, Francisley da Silva, Juan Tacuri |
Tampa, FL | Crypto & digital assets | $8.4M |
| Dec 1, 2022 | Trend Sound Promoter AMG Corp. Volodimyr Pigida, Marina Bondarenko |
Bellevue, WA | Investment funds & advisory | $11M |
| Nov 28, 2022 | Strategic Innovations LLC Royce Newcomb |
Fresno, CA | Real estate | $4.2M |
| Nov 21, 2022 | HashFlare, Polybius Bank Sergei Potapenko, Ivan Turogin |
Tallinn, Estonia | Crypto & digital assets | $575M |
| Nov 18, 2022 | Rathnakishore Giri | New Albany, OH | Crypto & digital assets | $10M |
| Nov 14, 2022 | Adrian J. Kawuba | MA | Investment funds & advisory | $2M |
| Nov 4, 2022 | Trade Coin Club Douver Torres Braga, Joff Paradise, Keleionalani Akana Taylor, Jonathan Tetreault |
FL | Crypto & digital assets | $295M |
| Nov 3, 2022 | Tommie Carter Jr. (aka Tom Carter), Derrick R. Trussell | Austin, TX | Real estate | $1M |
| Nov 2, 2022 | Halal Capital LLC Jebara Igbara (aka Jay Mazini) |
Edgewater, NJ | Investment funds & advisory | $8M |
| Nov 1, 2022 | Syed Arham Arbab, Tomas Javier Jimenez, Blake Douglas McKinney, Mushfiqur Rahman, John Ryan Shows, William Carl Spagnoli | Athens, GA | Trading, forex & commodities | $2M |
| Oct 18, 2022 | Long Nguyen | Alameda, CA | Real estate | $2M |
| Oct 18, 2022 | Anna Kline (fka Jordana Weber) | Sparks, NV | Lending & cash advance | $7M |
| Oct 14, 2022 | Crew Capital Group LLC, Wealth Navigation Advisors Stephen Romney Swensen |
Centerville, UT | Investment funds & advisory | $29M |
| Oct 13, 2022 | Rey E. Grabato II, Thomas Nicholas Salzano, Arthur S. Scuttaro | Hoboken, NJ | Real estate | $650M |
| Oct 12, 2022 | The Credit Engineers Inc. David Joseph Varrone, Sherry Varrone |
Weston, FL | Trading, forex & commodities | $6.4M |
| Oct 4, 2022 | JMJ Capital Group Richard Lee Ramirez |
Carlsbad, CA | Investment funds & advisory | $8M |
| Oct 3, 2022 | CryptoFX LLC, CBT Group LLC Ismael Zarco Sanchez, Mauricio Chavez, Giorgio Benvenuto |
Houston, TX | Crypto & digital assets | $300M |
| Sep 27, 2022 | Pinder Associates Inc Judith Dianne Paris-Pinder |
Miami, FL | Legal & litigation funding | $4.6M |
| Sep 26, 2022 | Carnegie Development Inc, Wall007 LLC, WallDisc LLC Timothy Barton, Stephen T. Wall, Haoqiang Fu (aka Michael Fu) |
Dallas, TX | Real estate | $26M |
| Sep 23, 2022 | AMIG, NECO James Clark Nix, Bradley Nix |
Leander, TX | Investment funds & advisory | $6M |
| Sep 22, 2022 | Brendanwood Financial Brokerage LLC Brian Simms |
Lebanon, IN | Insurance-linked | $4M |
| Sep 20, 2022 | Joshua Burrell | New York, NY | Real estate | $5.8M |
| Sep 15, 2022 | Creative Advancement LLC, Edelman Blockchain Advisors LLC Gabriel Edelman |
New York, NY | Investment funds & advisory | $4.3M |
| Aug 11, 2022 | Edgewize LLC, Moneyline Analytics, Moneyline Analytics Dublin Branch Matthew J. Turnipseede |
Las Vegas, NV | Investment funds & advisory | $8.5M |
| Aug 3, 2022 | Zadeh Kicks LLC Michael Malekzadeh, Bethany Mockerman |
Eugene, OR | Investment funds & advisory | $85M |
| Aug 1, 2022 | Forsage Olena Oblamska (aka Lola Ferrari), Vladimir Okhotnikov, Mikhail Sergeev, Sergey Maslakov, Cheri Beth Bowen, Ronald R. Deering, Samuel D. Ellis, Mark F. Hamlin, Carlos L. Martinez, Alisha R. Shepperd, Sarah L. Theissen |
Tbilisi, Republic of Georgia | Crypto & digital assets | $340M |
| Jul 29, 2022 | Gilbert J. Peter Jr. | Parkland, FL | Investment funds & advisory | $3M |
| Jul 27, 2022 | Chalala Academy LLC, Lendvesting Academy Corp Alexandra Robert |
FL | Lending & cash advance | $900,000 |
| Jul 1, 2022 | Justin R. Kimbrough, Terry Nikopoulos | Plano, TX | Real estate | $3M |
| Jun 30, 2022 | EmpiresX Joshua David Nicholas, Emerson Pires, Flavio Goncalves |
Stuart, FL | Crypto & digital assets | $100M |
| Jun 30, 2022 | Mirror Trading International Proprietary Limited Cornelius Johannes Steynberg |
Stellenbosch, South Africa | Crypto & digital assets | $1.7B |
| Jun 15, 2022 | Boron Capital LLC, BC Holdings 2017 LLC, United BNB Fund 2018 LLC Blake Robert Templeton |
Lubbock, TX | Real estate | $18.7M |
| Jun 1, 2022 | MCC Holdings, SLJ Holdings, STR America Holdings Michael David Carroll |
Long Beach, CA | Lending & cash advance | $1.4M |
| May 25, 2022 | Andrew M. Middlebrooks | Detroit, MI | Trading, forex & commodities | $39M |
| May 24, 2022 | Trust & Investment Advisory Services of Indiana Inc. Sven Eric Marshall Jr. |
South Bend, IN | Legal & litigation funding | $1.9M |
| May 19, 2022 | WC Private, Wilcox Hybrid, Damon Investments Wynn A.D. Charlebois |
Charlotte, NC | Lending & cash advance | $6M |
| May 19, 2022 | Sam Ikkurty (aka Sreenivas I Rao), Ravishankar Avadhanam | Portland, OR | Trading, forex & commodities | $44M |
| May 16, 2022 | StraightPath Venture Partners LLC, StraightPath Management LLC Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia, Eric D. Lachow |
NY | Investment funds & advisory | $410M |
| May 12, 2022 | EminiFX Inc. Eddy Alexandre |
Valley Stream, NY | Crypto & digital assets | $248M |
| May 10, 2022 | Nawabi Enterprise, Hyperion Consulting Inc. Eshaq M. Nawabi |
Manteca, CA | Trading, forex & commodities | $543,000 |
| May 6, 2022 | Mining Capital Coin Luiz Capuci Jr. |
Port St. Lucie, FL | Crypto & digital assets | $62M |
| May 5, 2022 | Precipio Capital LLC Mark Marchi |
Red Bank, NJ | Trading, forex & commodities | $2.8M |
| Apr 27, 2022 | D&T Investment Group Austin Delano Page, Brandon Alexander Teague |
Grover, NC | Trading, forex & commodities | $4M |
| Apr 22, 2022 | Marlin Hershey, Dana Bradley | Cornelius, NC | Real estate | $4M |
| Apr 19, 2022 | Shawn E. Good | Wilmington, NC | Real estate | $4.8M |
| Apr 19, 2022 | CSA Business Solutions LLC Franklin Ray, Joseph Winget |
Canton, MI | Trucking & transport | $40M |
| Apr 15, 2022 | Matthew Beasley, Jeffrey Judd, Christopher Humphries | Las Vegas, NV | Legal & litigation funding | $450M |
| Apr 13, 2022 | Xapphire LLC, AK Equity Group LLC, Xapphire Fund LLC Kay X. Yang, Chao Yang |
Mequon, WI | Trading, forex & commodities | $16.5M |
| Apr 5, 2022 | CB Holding Group Corp, CaesarBrutus LLC David Joseph Bunevacz |
Calabasas, CA | Investment funds & advisory | $37M |
| Mar 23, 2022 | Carley Financial Group, Prosperity Partners, Main Street Solutions Jeffrey M. Carley |
Treynor, IA | Investment funds & advisory | $1.4M |
| Mar 8, 2022 | EmpowerCoin, ECoinPlus, Jet-Coin Dwayne Golden, Gregory Aggesen, Marquis Demacking Egerton, William White |
Harrisburg, PA | Investment funds & advisory | $40M |
| Mar 7, 2022 | David Schamens | Greensboro, NC | Trading, forex & commodities | $6.8M |
| Mar 3, 2022 | Platinum Bay Capital Management LLC, Dash Pro Services Inc. Americo Antunes (aka Rick Antunes) |
Altamonte Springs, FL | Trading, forex & commodities | $2M |
| Mar 2, 2022 | Joseph Orazio DeGregorio | Freehold, NJ | Investment funds & advisory | $1.2M |
| Mar 1, 2022 | Oceanpointe Property Management Herbert "Bert" Whalen |
Indianapolis, IN | Real estate | $2M |
| Mar 1, 2022 | Permian Basin Proppants Inc. Marco Perez Jr. (aka Sully Perez) |
Keller, TX | Investment funds & advisory | $11M |
| Jan 24, 2022 | Elana Cohen-Roth | Marina del Rey, CA | Real estate | $1M |
| Jan 3, 2022 | Imagination Construction Company Alexander Avergoon |
San Diego, CA | Real estate | $12M |
| Dec 17, 2021 | Charles Richard "Dick" Burgess | Vancouver, WA | Investment funds & advisory | $4.3M |
| Dec 14, 2021 | Fusion Hotel Management LLC, Fusion Hospitality Corporation Denny Bhakta |
San Diego, CA | Investment funds & advisory | $28M |
| Dec 11, 2021 | Trophy Outfitters Inc. Richard K. Sears |
Pueblo, CO | Agriculture & cattle | $5M |
| Dec 8, 2021 | James Ikey, John Muratore, Thomas Brad Pearsey, Rustin Brunson, Manjit Singh (aka Roger) Sahota | TX | Energy & alternative assets | $122M |
| Nov 23, 2021 | Blue Star Automotive Fund, IEF David O. Braeger |
Fox Point, WI | Investment funds & advisory | $5.5M |
| Nov 15, 2021 | Joshua Matthew Houchins | Raleigh, NC | Real estate | $1.8M |
| Nov 2021 | Stephen P. LeProhon | Lake Havasu City, AZ | Investment funds & advisory | $395,000 |
| Oct 29, 2021 | BNZ Capital One LLC Brett Barber, Louis Zimmerle |
Costa Mesa, CA | Real estate | $13.8M |
| Oct 27, 2021 | SwapStar Capital LLC Swapnil J. Rege, Reema Rege |
Monmouth Junction, NJ | Trading, forex & commodities | $2.3M |
| Oct 26, 2021 | AMV Investments LLC Ann M. Vick |
Mead, CO | Trading, forex & commodities | $3.2M |
| Oct 21, 2021 | John E. Acker | Santa Rosa Beach, FL | Real estate | $4M |
| Oct 20, 2021 | Kikit & Mess Investments LLC Abner Alejandro Tinoco |
El Paso, TX | Crypto & digital assets | $3.9M |
| Oct 8, 2021 | CapitalStorm LLC, GenerationBlack LLC, NCome LLC Storm Bryant, Elijah Bryant III |
Los Angeles, CA | Trading, forex & commodities | $1.1M |
| Oct 8, 2021 | Treasure Enterprise LLC Larry A. Holley, Patricia E. Gray |
Grand Blanc, MI | Investment funds & advisory | $9.3M |
| Oct 4, 2021 | Mejdi Mahmoud Abousaoui | Richmond, TX | Investment funds & advisory | $4M |
| Sep 29, 2021 | Gregory Ciccone | Woodland Park, NJ | Investment funds & advisory | $1.5M |
| Sep 27, 2021 | Sky Group USA LLC, EEB Capital Group LLC Efrain Betancourt Jr. |
Miami, FL | Investment funds & advisory | $66M |
| Sep 14, 2021 | Rudy Avila | Dallas, TX | Trading, forex & commodities | $6M |
| Sep 9, 2021 | Biscayne Capital Roberto Gustavo Cortes Ripalda, Fernando Haberer Bergson, Ernesto Heraclito Weisson Pazmino |
Madrid, Spain | Real estate | $155M |
| Sep 2, 2021 | Bullard Enterprises LLC Jason Dodd Bullard, Angela Romero-Bullard |
Shakopee, MN | Trading, forex & commodities | $17.6M |
| Sep 2, 2021 | Gray Area Marketing Katie Lynn Mancuso |
Nashville, TN | Investment funds & advisory | $2.8M |
| Aug 25, 2021 | John Woods | Marietta, GA | Investment funds & advisory | $110M |
| Aug 20, 2021 | deeproot Funds LLC, Policy Services Inc. Robert J. Mueller |
San Antonio, TX | Legal & litigation funding | $58M |
| Aug 13, 2021 | MJ Capital Funding LLC, MJ Taxes and More Inc. Joel Castellanos, Johanna M. Garcia |
Tamarac, FL | Lending & cash advance | $196M |
| Aug 4, 2021 | Monarch Capital Investment Fund LLC Timothy Patrick Peabody |
Santa Ana, CA | Real estate | $7M |
| Jul 20, 2021 | Outdoor Capital Partners LLC, OCP Italia Fund LLC Samuel J. Mancini |
Denver, CO | Investment funds & advisory | $10M |
| Jul 2, 2021 | Lambert Vander Tuig, Ben Schactschneider | WY | Investment funds & advisory | $763,500 |
| Jul 1, 2021 | Ross Baldwin, Robert Jeffrey Johnson, Kathleen Hook | FL | Energy & alternative assets | $6.9M |
| Jun 29, 2021 | Darrell Arnold Aviss | Santa Barbara, CA | Insurance-linked | $12M |
| Jun 29, 2021 | Matthew J. Skinner | Santa Clarita, CA | Real estate | $9M |
| Jun 14, 2021 | BINT Operations LLC (Blessings in No Time) Marlon Moore, LaShonda Moore |
Prosper, TX | Investment funds & advisory | $30M |
| Jun 11, 2021 | Thomas Coelho (aka Thomas Jurewicz) | St. Petersburg, FL | Investment funds & advisory | $1.8M |
| Jun 11, 2021 | Douglas A. Richardson CPA LLC Douglas A. Richardson |
Lebanon, MO | Investment funds & advisory | $8.8M |
| Jun 7, 2021 | Property Income Investors LLC, Equinox Holdings Inc. Larry B. Brodman, Anthony Nicolosi |
Coral Springs, FL | Investment funds & advisory | $9.1M |
| Jun 1, 2021 | James K. Couture | MA | Investment funds & advisory | $2.9M |
| May 27, 2021 | NY Private Auction Inc. Regine Norman (aka Regine Ellis) |
Brooklyn, NY | Real estate | $1.3M |
| May 21, 2021 | Pagudpud Sands Resort Larry Dela Cruz, Rick Rivera |
CA | Real estate | $5M |
| May 18, 2021 | Shehzad Peermahomed | Woodland Hills, CA | Real estate | $2.9M |
| May 14, 2021 | Tri-Med Corporation Jeremy Kee Anderson |
FL | Investment funds & advisory | $10.3M |
| May 4, 2021 | Financial Assurance Corp, Affluent Advisory Group LLC Darayl Davis |
Chicago, IL | Insurance-linked | $5.1M |
| Apr 27, 2021 | Harbor City Capital Corp, Celtic Enterprises LLC Jonathan P. Maroney, Tonya Maroney |
Melbourne, FL | Investment funds & advisory | $17.1M |
| Apr 23, 2021 | The W Trade Group Larry Ramos Mendoza |
Miami, FL | Trading, forex & commodities | $21M |
| Apr 6, 2021 | 1inMM Capital LLC Zachary Horwitz |
Los Angeles, CA | Energy & alternative assets | $690M |
| Apr 1, 2021 | George S. Blankenbaker Jr. | Westfield, IN | Insurance-linked | $10M |
| Mar 18, 2021 | Norse Holdings LLC Seth P. Levine |
NJ | Investment funds & advisory | $20M |
| Mar 18, 2021 | Hadsell Chemical Processing LLC Robert W. Walton Jr. |
Loveland, OH | Investment funds & advisory | $8.7M |
| Mar 11, 2021 | Shawn C. Cutting | Sandpoint, ID | Trading, forex & commodities | $6.9M |
| Mar 10, 2021 | AIS Travel Matthew R. Peterson |
Kansas City, MO | Investment funds & advisory | $6M |
| Mar 9, 2021 | George Heckler | Charleston, SC | Trading, forex & commodities | $90M |
| Mar 9, 2021 | Bradley R. Heinrichs, Stephen J. Hatch | Boise, ID | Real estate | $82M |
| Mar 5, 2021 | Robert Narvett | Appleton, WI | Trading, forex & commodities | $1.7M |
| Feb 19, 2021 | Highrise Advantage LLC Avinash Singh |
Orlando, FL | Trading, forex & commodities | $57M |
| Feb 4, 2021 | GPB Capital, Ascendant Capital, Ascendant Alternative Strategies David Gentile, Jeffry Schneider, Jeffrey Lash |
Manhasset, NY | Investment funds & advisory | $1.7B |
| Jan 28, 2021 | Angel Investment Partners David Aubel (aka David Kost), Nelson Armondo Garcia |
FL | Investment funds & advisory | $2.4M |
| Jan 26, 2021 | Jeremy Spence (aka Coin Signals) | Bristol, RI | Crypto & digital assets | $5M |
| Jan 19, 2021 | Tammy Lynn Hawk | Bristol, TN | Real estate | $1M |
| Jan 7, 2021 | Endeavor Management Solutions LLC, Endeavor Consultancy LLC Carl R. Carro, James W. Doyle |
Walton, NY | Investment funds & advisory | $1M |
| Dec 28, 2020 | Virgil Sigma Fund LP, Virgil Capital LLC, VQR Partners LLC Stefan Qin |
New York, NY | Crypto & digital assets | $90M |
| Dec 21, 2020 | SiliconSage Builders LLC Sanjeev Acharya |
Sunnyvale, CA | Real estate | $119M |
| Dec 1, 2020 | FACTAC Inc Earl Roberts Sr., Larry Roberts |
San Antonio, TX | Investment funds & advisory | $800,000 |
| Nov 24, 2020 | Rumbaugh Financial Inc., Desert Strategic Equity LLC Craig Rumbaugh |
Palm Desert, CA | Real estate | $3M |
| Nov 12, 2020 | Chander Singh, Sooruh "Paul" Singh, Savitre "Joyce" Singh, Subhas "Brian" Singh, Chandrika "Basil" Singh | Bergen County, NJ | Real estate | $4.7M |
| Nov 12, 2020 | CH4 Power Raymond Brewer |
Porterville, CA | Energy & alternative assets | $8.8M |
| Nov 11, 2020 | Wisconsin Home Buyer's Network Joseph Nemeth, Jeremy Arrington |
Germantown, WI | Real estate | $2.8M |
| Nov 10, 2020 | Ronald Wayne Schroeder, Jill Martin Alvarado, Phyllis Jo Martinez, Rigo Alvarado, Ryan Martinez | San Antonio, TX | Investment funds & advisory | $13M |
| Nov 3, 2020 | Terrence Chalk (aka Dr. Terrence Cash) | Passaic, NJ | Investment funds & advisory | $5M |
| Oct 13, 2020 | Roaring Investments Inc Alexander S. Rowland |
Penns Grove, NJ | Crypto & digital assets | $2.1M |
| Sep 30, 2020 | Rand Heckler Inc. Rand Heckler |
Glen Head, NY | Trading, forex & commodities | $1M |
| Sep 30, 2020 | Treasure Coast Property Enterprises LLC Thomas J. Gity |
FL | Trading, forex & commodities | $6.8M |
| Sep 29, 2020 | Eastern Metal Securities Roger Nils-Jonas Karlsson |
Koh Chang, Thailand | Investment funds & advisory | $16M |
| Sep 29, 2020 | Professional Financial Investors Inc Lewis I. Wallach |
Los Angeles, CA | Real estate | $330M |
| Sep 25, 2020 | Mazzone Films David Wade Watson, Rajshree Patel |
Cape Canaveral, FL | Legal & litigation funding | $2.5M |
| Sep 24, 2020 | Concorde Group Holdings Inc. Craig A. Zabala |
New York, NY | Investment funds & advisory | $4.4M |
| Sep 3, 2020 | Alpha Trade Analytics Inc Steven Fitzgerald Brown |
Los Angeles, CA | Trading, forex & commodities | $7.5M |
| Sep 3, 2020 | Sageguard LLC, Gensource Raymond Erker, Keven Krantz, Tara Brunst |
Westlake, OH | Investment funds & advisory | $9.3M |
| Sep 2, 2020 | JC Loans Finance, Inversiones JC Dallas Jose Anibal Linares |
Dallas, TX | Real estate | $2M |
| Sep 2, 2020 | Golden Genesis Inc., Retire Happy LLC Thomas Casey, Dennis Di Ricco, Cynthia Wade |
CA | Investment funds & advisory | $9M |
| Aug 28, 2020 | 1st Million LLC, Smart Partners LLC, Access to Assets LLC Dennis Mbongeni Jali, John Erasmus Frimpong, Arley Ray Johnson |
MD | Crypto & digital assets | $28M |
| Aug 24, 2020 | Belize Infrastructure Fund I LLC Minish "Joe" Hede, Kevin Graetz |
NY | Investment funds & advisory | $9.6M |
| Aug 19, 2020 | AirBit Club Gutemberg dos Santos, Pablo Renato Rodriguez, Scott Hughes, Cecilia Millan, Jackie Aguilar |
Panama City, Panama | Crypto & digital assets | $20M |
| Aug 18, 2020 | Jason Kurland, Christopher Chierchio, Frangesco Russo, Francis Smookler | Dix Hills, NY | Investment funds & advisory | $107M |
| Aug 14, 2020 | Mark Colin Ramsey | Graham, NC | Investment funds & advisory | $1.1M |
| Aug 4, 2020 | Integrity Aviation & Leasing LLC Victor Lee Farias |
San Antonio, TX | Investment funds & advisory | $14M |
| Aug 3, 2020 | Asset Trader Anthony Wayne March |
Wake Forest, NC | Insurance-linked | $8.1M |
| Aug 3, 2020 | Banana.Fund Richard Matthew John O'Neill (aka Jo Cook) |
England | Crypto & digital assets | $7.1M |
| Jul 30, 2020 | Allied Energy Services LLC Clarence Dean Alford |
GA | Investment funds & advisory | $23M |
| Jul 23, 2020 | Naim Ismail | Los Angeles, CA | Real estate | $15M |
| Jul 20, 2020 | Philip Elvin Riehl | Bethel Township, PA | Investment funds & advisory | $60M |
| Jul 17, 2020 | International Investment Group David Hu |
West Orange, NJ | Lending & cash advance | $100M |
| Jul 16, 2020 | The Alista Group LLC Marvin W. Courson III, Luis M. Pineda Palacios (aka Luis Pineda), Christopher A. Kertatos |
FL | Energy & alternative assets | $890,500 |
| Jul 14, 2020 | LNA Associates Gregory Altieri |
Melville, NY | Investment funds & advisory | $200M |
| Jul 8, 2020 | John D. Black, Christopher Mancuso, Joseph Tufo, John P. Glenn | CA | Trading, forex & commodities | $14.5M |
| Jul 1, 2020 | Clear Solutions Group LLC Matthew Benjamin |
Englewood, NJ | Investment funds & advisory | $1.5M |
| Jun 29, 2020 | Phillip Roy Wasserman, Kenneth Murry Rossman | Sarasota, FL | Insurance-linked | $6.3M |
| Jun 26, 2020 | Brian Bartz | Rochester, NY | Insurance-linked | $950,000 |
| Jun 24, 2020 | Flame Trucking Maurice Fayne (aka Arkansas Mo) |
Dacula, GA | Trucking & transport | $5M |
| Jun 12, 2020 | Inigo Philbrick | London, United Kingdom | Lending & cash advance | $20M |
| Jun 11, 2020 | Simply Gains Inc. Erik J. Hass |
Corvallis, OR | Trading, forex & commodities | $1.8M |
| Jun 9, 2020 | Northstar Communications LLC, Planning Services Inc, eGate LLC Paul Horton Smith Sr. |
CA | Investment funds & advisory | $5.6M |
| Jun 5, 2020 | MMT Distribution LLC, R & D Global LLC Daniel F. Putnam, Jean Paul Ramirez Rico, Angel A. Rodriguez |
UT | Crypto & digital assets | $12M |
| Jun 2, 2020 | Turning Point Investments William S. Evans III |
Harrodsburg, KY | Trading, forex & commodities | $10M |
| May 18, 2020 | GNTFX Casper Mikkelsen (aka Carsten Nielsen, aka Brian Thomson, aka Thomas Jensen, aka Casper Muller) |
Denmark | Trading, forex & commodities | $1.5M |
| May 6, 2020 | Damon Elliott | London, UK | Trading, forex & commodities | $9M |
| Apr 30, 2020 | Family Endowment Partners LP Lee D. Weiss |
Newton, MA | Investment funds & advisory | $10M |
| Apr 17, 2020 | Phillip W. Conley | WV | Investment funds & advisory | $5.2M |
| Mar 24, 2020 | THL Holdings LLC, Ferran Global Holdings Inc. Todd H. Lahr, Thomas Megas |
PA | Real estate | $1.4M |
| Mar 16, 2020 | Robert Blom | Corsica, SD | Agriculture & cattle | $20M |
| Mar 12, 2020 | Barry Edward Kloogh | Dunedin, New Zealand | Investment funds & advisory | $15.7M |
| Feb 26, 2020 | MNB Monique Brady |
East Greenwich, RI | Real estate | $10M |
| Feb 18, 2020 | EquiAlt LLC Brian Davison, Barry Rybicki |
Tampa, FL | Real estate | $170M |
| Feb 14, 2020 | Venture Capital Investments Ltd. Breonna Clark |
Denver, CO | Crypto & digital assets | $534,829 |
| Feb 12, 2020 | Q3 Trading Club, Q3 I LP Michael W. Ackerman, James A. Seijas, Quan Tran |
Sheffield Lake, OH | Crypto & digital assets | $33M |
| Feb 5, 2020 | Zima Digital Assets LLC John Michael Caruso, Zachary Salter |
Scottsdale, AZ | Crypto & digital assets | $7.5M |
| Jan 28, 2020 | Edward E. Matthes | Oconomowoc, WI | Investment funds & advisory | $2.4M |
| Jan 27, 2020 | Christopher Parris | Atlanta, GA | Investment funds & advisory | $115.5M |
| Jan 21, 2020 | Guy Scott Griffithe, Robert William Russell | WA | Investment funds & advisory | $4.8M |
| Jan 17, 2020 | Akbar Williams & Associates Legal Services Corporation Malik Akbar'El (aka Tyrone David Williams) |
Little Rock, AR | Legal & litigation funding | $644,331 |
| Jan 14, 2020 | Todays Growth Consultant Inc. (The Income Store) Kenneth D. Courtright III |
IL | Real estate | $75M |
| Jan 7, 2020 | Cash Flow Partners LLC Edward Espinal |
Wayne, NJ | Real estate | $5M |
| Dec 16, 2019 | Chartwell Strategies Robert Walberg |
Arlington Heights, IL | Investment funds & advisory | $5.5M |
| Dec 12, 2019 | Jamie Smith | Baldwin, WI | Energy & alternative assets | $1.2M |
| Dec 10, 2019 | Westend Investments Douglas Lien |
Santa Fe, NM | Trading, forex & commodities | $827,650 |
| Dec 10, 2019 | BitClub Network Matthew Brent Goettsche, Jobadiah Sinclair Weeks, Joseph Frank Abel, Silviu Catalin Balaci |
Lafayette, CO | Crypto & digital assets | $722M |
| Nov 21, 2019 | Ruless Pierre | Nanuet, NY | Trading, forex & commodities | $2.5M |
| Nov 21, 2019 | Capital Energy Investments LLC Donnie Laing Jr. |
Youngsville, LA | Energy & alternative assets | $1.2M |
| Nov 19, 2019 | Palm Financial Management LLC, Shore Management Systems LLC Neil Burkholz, Frank Bianco |
Boca Raton, FL | Trading, forex & commodities | $6M |
| Nov 14, 2019 | Future Income Payments LLC Scott A. Kohn |
SC | Investment funds & advisory | $300M |
| Oct 28, 2019 | Tactical Solutions Gear LLC Craig Harbaugh |
Fremont, NE | Investment funds & advisory | $11M |
| Oct 17, 2019 | Oodles Inc. Hal H. Brown Jr. |
Asheville, NC | Real estate | $13.5M |
| Oct 16, 2019 | David Gilbert Saffron, Vincent Anthony Mazzotta Jr. | Las Vegas, NV | Crypto & digital assets | $12M |
| Oct 3, 2019 | Aria Management Group Brian Lee Kissinger, Kenny Rojas |
Irvine, CA | Real estate | $1.5M |
| Sep 30, 2019 | Mark Ray, Reva Joyce Stachniw, Ron Throgmartin | Denver, CO | Agriculture & cattle | $650M |
| Sep 30, 2019 | Booth Financial Associates, Insurance Trends Inc. James T. Booth |
Norwalk, CT | Investment funds & advisory | $4.9M |
| Sep 26, 2019 | Natalie Cochran | Daniels, WV | Investment funds & advisory | $2.5M |
| Sep 25, 2019 | Kadaae LLC, Kadaae Entertainment Corp. Andres Fernandez |
Orlando, FL | Investment funds & advisory | $20.7M |
| Sep 25, 2019 | Ahead of the Game LLC Edison Denizard |
Orlando, FL | Investment funds & advisory | $10.4M |
| Sep 24, 2019 | U.S. Coin Bullion LLC Salvatore Esposito, Joseph Esposito |
Orlando, FL | Energy & alternative assets | $7.9M |
| Sep 20, 2019 | Zvi Feiner, Erez Baver | Chicago, IL | Investment funds & advisory | $10M |
| Sep 20, 2019 | Savage Yachts LLC Matthew Preston Taylor |
Madeira Beach, FL | Investment funds & advisory | $1.5M |
| Sep 19, 2019 | Tate Street Trading Inc. Leonard J. Cipolla |
Chesterfield, VA | Trading, forex & commodities | $7.1M |
| Sep 18, 2019 | Mediatrix Capital Inc. Michael S. Young, Michael S. Stewart, Bryant E. Sewall |
CO | Trading, forex & commodities | $125M |
| Sep 17, 2019 | Tyler T. Tysdal, Grant M. Carter | Lone Tree, CO | Lending & cash advance | $15M |
| Sep 5, 2019 | Glenn C. Mueller | Chicago, IL | Real estate | $41M |
| Sep 4, 2019 | John Frank Thomas III, Thomas Joseph Becker, Douglas Martin, Paul Hanson, Damian Ostertag | Las Vegas, NV | Investment funds & advisory | $29M |
| Aug 31, 2019 | Time Payroll David L. Downey |
Indianapolis, IN | Investment funds & advisory | $9.4M |
| Aug 29, 2019 | ANI Development LLC Gina Champion-Cain |
San Diego, CA | Lending & cash advance | $300M |
| Aug 28, 2019 | Broad Reach Capital, Broad Reach Partners, Bristol Advisors Brenda A. Smith |
Philadelphia, PA | Trading, forex & commodities | $100M |
| Aug 27, 2019 | Hartman Wright Group LLC Tytus W. Harkins |
MT | Real estate | $8.8M |
| Aug 23, 2019 | Larry A. Carr | Tampa, FL | Investment funds & advisory | $8.2M |
| Aug 8, 2019 | Woodbridge Group of Companies LLC Robert Shapiro |
Sherman Oaks, CA | Real estate | $1.3B |
| Aug 5, 2019 | LaunchByte.IO LLC Tanmaya Kabra |
Weehawken, NJ | Investment funds & advisory | $1.8M |
| Aug 3, 2019 | Shayeh Dov | North Miami Beach, FL | Real estate | $3M |
| Jul 18, 2019 | Capital Energy Group LLC William J. Milles Jr., Donald J. Lutzko |
PA | Energy & alternative assets | $3.9M |
| Jul 3, 2019 | Oneir Sales and Rentals LLC Joseph Bernard Charde, Allen Roy Duquet |
Marco Island, FL | Real estate | $6M |
| Jul 3, 2019 | Payroll Professionals Inc. Myles Hannigan |
Newtown Square, PA | Investment funds & advisory | $3.3M |
| Jun 28, 2019 | Plandome Partners L.P. Paul A. Rinfret |
Manhasset, NY | Trading, forex & commodities | $19M |
| Jun 24, 2019 | Landon M. Smith | UT | Real estate | $2.5M |
| Jun 18, 2019 | Control-Finance Limited Benjamin Reynolds |
NY | Crypto & digital assets | $147M |
| Jun 17, 2019 | Downing Partners LLC David Wagner |
East Greenwich, RI | Real estate | $10M |
| Jun 12, 2019 | Secured Capital, Logos Real Estate Paul Ricky Mata |
Oceanside, CA | Real estate | $14.5M |
| May 30, 2019 | SmartBuy Outlet Inc., Savmax Solutions Inc. Lo Van Tran |
Fremont, CA | Trucking & transport | $3M |
| May 23, 2019 | Morgan Mezzanine Fund Manager LLC, Morgan Acquisitions LLC Robert C. Morgan |
Pittsford, NY | Real estate | $80M |
| May 23, 2019 | IPro Solutions LLC, IPro Network LLC Daniel Pacheco |
San Clemente, CA | Investment funds & advisory | $26M |
| May 21, 2019 | Jose Angel Aman, Harold Seigel, Jonathan H. Seigel | FL | Crypto & digital assets | $30M |
| Apr 29, 2019 | James Siniscalchi, Joseph Meli | New York, NY | Investment funds & advisory | $2.7M |
| Apr 26, 2019 | Christopher D. Dougherty | San Diego, CA | Agriculture & cattle | $7M |
| Apr 22, 2019 | Michael J. DaCorta, Joseph S. Anile II, Raymond P. Montie III, Francisco "Frank" L. Duran, John J. Haas | Sarasota, FL | Trading, forex & commodities | $75M |
| Apr 10, 2019 | Thomas Huling | West Warwick, RI | Trading, forex & commodities | $14M |
| Apr 8, 2019 | Landash Corporation, Midwest Coal LLC Jason E. Adkins |
Jackson, OH | Investment funds & advisory | $50M |
| Apr 4, 2019 | Midwest Grain Trading Company, Nodak Grain, Hanson Motors Hunter Brian Hanson |
Leeds, ND | Trading, forex & commodities | $11.2M |
| Apr 4, 2019 | Madison Financial Services Patrick O'Connor |
Waunakee, WI | Trading, forex & commodities | $9M |
| Mar 29, 2019 | MBIG Company Sassi Mizrahi, Motty Mizrahi |
Sherman Oaks, CA | Trading, forex & commodities | $7M |
| Mar 26, 2019 | Mark Alan Blankespoor | Pella, IA | Investment funds & advisory | $15M |
| Mar 25, 2019 | Daniel Todd Levine | Castle Rock, CO | Crypto & digital assets | $2M |
| Mar 20, 2019 | C.A. Pedersen Client Investment Pool Carol Ann Pedersen |
Long Beach, CA | Investment funds & advisory | $29M |
| Mar 18, 2019 | Kent R.E. Whitney, David Lee Parrish | Westminster, CA | Trading, forex & commodities | $25M |
| Mar 13, 2019 | Chenmax Properties Inc., Re/Max Sunvest Realty Co. Carl Chen |
Wilmington, DE | Real estate | $3.3M |
| Mar 12, 2019 | Gallagher Financial Group Inc., W. Neil Gallagher Ph.D. Agency Inc. William Neil "Doc" Gallagher |
TX | Insurance-linked | $19.6M |
| Jan 29, 2019 | Ford F. Graham, Katherine B. Graham | Princeton, NJ | Energy & alternative assets | $5M |
| Jan 9, 2019 | Strategic Holdings Group Jose Luis Leon, Richard A. Renner, Natalie M. Rogers |
Key West, FL | Real estate | $7M |
| Jan 4, 2019 | Ronald D. Morley, Diane Morley | MD | Investment funds & advisory | $33M |
| Dec 21, 2018 | Labra Group Realtors LLC Michelle Labra |
Yorkville, IL | Lending & cash advance | $23M |
| Dec 13, 2018 | Executive Compensation Planners Inc. Hector May, Vania Bell |
New City, NY | Investment funds & advisory | $7.9M |
| Dec 12, 2018 | Thomas Lanzana | Pawleys Island, SC | Trading, forex & commodities | $1.1M |
| Dec 4, 2018 | Novus Properties Brian Thomas Sapp |
Alexandria, VA | Lending & cash advance | $1.4M |
| Nov 29, 2018 | O4 Worldwide Holdings Khemraj Dave Hardat |
Los Angeles, CA | Investment funds & advisory | $5M |
| Nov 16, 2018 | Rust Rare Coin Inc. Gaylen Dean Rust |
Layton, UT | Trading, forex & commodities | $170M |
| Nov 8, 2018 | Eric J. Dalius | CA | Investment funds & advisory | $165M |
| Nov 5, 2018 | Bobby Duane Vise | Fort Worth, TX | Real estate | $1.2M |
| Oct 31, 2018 | Stephen Tudor Crozier | Santa Barbara, CA | Investment funds & advisory | $500,000 |
| Oct 30, 2018 | Shiloh Management Services Inc. Nathan Ward Pyles, Roger Button |
Boise, ID | Real estate | $28M |
| Oct 16, 2018 | Jason Rhodes | Rowayton, CT | Trading, forex & commodities | $19.6M |
| Oct 12, 2018 | Susan Werth (aka Susan Worth) | CA | Real estate | $26M |
| Oct 11, 2018 | Hightower Capital Group William Andrew Hightower |
Bellaire, TX | Insurance-linked | $10M |
| Oct 10, 2018 | Lucita Zamoras | Chicago, IL | Investment funds & advisory | $2.5M |
| Oct 5, 2018 | Kiddar Capital Todd Elliott Hitt |
Fairfax, VA | Real estate | $16M |
| Sep 28, 2018 | NL Technology LLC Jonny Ngo, Donato "Mick" Baca Jr. |
San Diego, CA | Investment funds & advisory | $61M |
| Sep 27, 2018 | J.T. Bramlette, Anthony Harttman, Travis Kozlowski, Aaron Wernli | Salt Lake City, UT | Investment funds & advisory | $11M |
| Sep 26, 2018 | Y Trading LLC Yehuda Belsky (aka Jay Bell) |
Brooklyn, NY | Trading, forex & commodities | $1.2M |
| Sep 25, 2018 | John Gregory Schmidt | Dayton, OH | Insurance-linked | $1M |
| Sep 19, 2018 | Kevin B. Merrill, Jay B. Ledford, Cameron R. Jezierski | Towson, MD | Investment funds & advisory | $364M |
| Sep 18, 2018 | Conmac Funding Corp., Sisk Investment Services Matthew Eckstein, Kevin Brody |
Syosset, NY | Lending & cash advance | $10M |
| Sep 13, 2018 | Roger Dale Williams | Shelbyville, KY | Investment funds & advisory | $1.4M |
| Sep 5, 2018 | Nonko Trading Christopher D. Eikenberry, Jeffrey E. Goldman |
Birmingham, MI | Trading, forex & commodities | $1.4M |
| Aug 30, 2018 | Michael Paul Enterprises Michael D'Alessio |
White Plains, NY | Real estate | $58M |
| Aug 30, 2018 | Wade Caughman | Columbia, SC | Investment funds & advisory | $1M |
| Aug 28, 2018 | Universal Voicetech James Bernard Moore |
NY | Investment funds & advisory | $5M |
| Aug 23, 2018 | American Undeveloped Real Estate Fund LaVerne "Vern" Moter |
Gunnison, CO | Investment funds & advisory | $2.6M |
| Aug 20, 2018 | Equitybuild Inc., Equitybuild Finance LLC Jerome H. Cohen, Shaun D. Cohen |
Chicago, IL | Real estate | $135M |
| Aug 17, 2018 | Golden Investment Inc. Leone Alfano La Cava, Viktoriya Johnson |
Orlando, FL | Real estate | $5M |
| Aug 2, 2018 | Michael James Frew | Hillsborough, CA | Real estate | $3.5M |
| Jul 26, 2018 | Financial Visions Daniel B. Rudden |
Denver, CO | Investment funds & advisory | $55M |
| Jul 25, 2018 | Steven Pagartanis | East Setauket, NY | Real estate | $13M |
| Jul 17, 2018 | Francisco Plascencia Esparza | Coto de Caza, CA | Real estate | $12M |
| Jul 11, 2018 | Clean Energy Advisers LLC Christopher B. Warren |
Anthony, FL | Agriculture & cattle | $28M |
| Jul 6, 2018 | The Owings Group LLC Mark Johnson, Kevin Drost, Brian Koslow, David Waltzer |
Owings Mills, MD | Investment funds & advisory | $5M |
| Jul 5, 2018 | Systematech Solutions Inc. April Vuong, Hao Quach |
Kitchener, Canada | Lending & cash advance | $3.6M |
| Jul 3, 2018 | Phillip Michael Carter, Bobby Eugene Guess, Richard Gregory Tilford | Frisco, TX | Real estate | $45M |
| Jul 3, 2018 | CM Capital Management LLC, G.E. Holdings Edward Lee Moody Jr. |
Richmond, VA | Investment funds & advisory | $5M |
| Jun 29, 2018 | Timeless Auto Group Albert Golant (aka Alex Golant) |
Wales, WI | Investment funds & advisory | $30M |
| Jun 26, 2018 | Thomas Michael White, John Kevin Reech, Joseph Mario Genzone | Parkland, FL | Trucking & transport | $2M |
| Jun 21, 2018 | James E. Hocker | Bellefonte, PA | Investment funds & advisory | $1.3M |
| Jun 6, 2018 | Essex Capital Corporation Ralph T. Iannelli |
Santa Barbara, CA | Investment funds & advisory | $80M |
| May 23, 2018 | The Fiscal Concierge James A. Nickels |
Manitowoc, WI | Not specified | $5M |
| May 15, 2018 | The Equity Growth Group (TEGG) Shawn Patrick Watkins |
Layton, UT | Real estate | $3.4M |
| May 1, 2018 | Madison Timber Properties LLC Arthur Lamar Adams |
MS | Investment funds & advisory | $85M |
| Apr 19, 2018 | American Capital Trading Group LLC, American Capital Republic Inc. Li Lin Hsu |
Diamond Bar, CA | Investment funds & advisory | $8.1M |
| Apr 16, 2018 | Northwest Territorial Mint Bernard Ross Hansen, Diane Renee Erdmann |
Auburn, WA | Energy & alternative assets | $25M |
| Apr 9, 2018 | The Lifepay Group LLC, SMDRE LLC Clifton E. Stanley, Michael E. Watts |
Houston, TX | Real estate | $3.8M |
| Apr 5, 2018 | Iris Capital Management Shayne Kniss |
Lake Oswego, OR | Real estate | $4.3M |
| Apr 3, 2018 | 5A Holdings LLC Cameron J. Hager |
Clinton, MO | Agriculture & cattle | $4.7M |
| Mar 29, 2018 | Nickolas M. Godfrey | Fort Mill, SC | Investment funds & advisory | $1M |
| Mar 16, 2018 | Legal Coverage Group Ltd. Gary Frank |
Bala Cynwyd, PA | Lending & cash advance | $30M |
| Mar 15, 2018 | Summit Entertainment (onlinetickets.com, pacertickets.com) Seyed Reza Ali Fazeli |
Aliso Viejo, CA | Investment funds & advisory | $6.2M |
| Mar 15, 2018 | ARO Equity LLC Thomas David Renison, Timothy James Allcott |
Peabody, MA | Investment funds & advisory | $5.8M |
| Mar 9, 2018 | Genesis Investment Group William Bischoff |
York, ME | Real estate | $4.2M |
| Feb 22, 2018 | FKF 3 LLC Mitchell Klein |
Real estate | $60M | |
| Feb 14, 2018 | The Kane Capital Investment Group LLC Amrit Jaswant Singh Chahal |
Fairfax, VA | Investment funds & advisory | $1.2M |
| Feb 7, 2018 | Harris Custom Projects LLC Jesse W. Harris |
Sedgwick, KS | Investment funds & advisory | $5M |
| Feb 2018 | Crown Bank Peter E. Dahl |
Edina, MN | Investment funds & advisory | $2.8M |
| Jan 25, 2018 | David D. DeBerardinis | Shreveport, LA | Trading, forex & commodities | $96M |
| Jan 24, 2018 | My Big Coin Pay Inc Randall Crater, Mark Gillespie |
East Hampton, NY | Investment funds & advisory | $6M |
| Jan 22, 2018 | Daniel B. Vazquez Sr., Gilbert Fluetsch | CA | Real estate | $2.2M |
| Jan 19, 2018 | The Entrepreneurs Headquarters Limited, Real Trade Profits Dillon Michael Dean |
Longmont, CO | Crypto & digital assets | $1.1M |
| Jan 10, 2018 | KA Investments LLC Rodney Dean Allen |
Boise, ID | Trading, forex & commodities | $1.1M |
| Jan 10, 2018 | MC2 Capital Management LLC, MC2 Canada Capital Management LLC Yasuna J. Murakami |
Cambridge, MA | Trading, forex & commodities | $15.3M |
| Jan 4, 2018 | Justin Tyler Greer | Tarzan, TX | Agriculture & cattle | $1.5M |
| Dec 21, 2017 | Stephen C. Peters | Raleigh, NC | Investment funds & advisory | $15M |
| Dec 8, 2017 | The Haverford Group Paul W. Smith |
Wayne, PA | Investment funds & advisory | $2.4M |
| Dec 7, 2017 | John Bryan Murphy | CA | Investment funds & advisory | $700,000 |
| Nov 28, 2017 | Danny P. Butler | Campbellsville, KY | Legal & litigation funding | $1.3M |
| Nov 20, 2017 | Antonio Carlos de Godoy Buzaneli, Jose Manuel Ordonez Jr. | Coral Gables, FL | Investment funds & advisory | $150M |
| Nov 16, 2017 | Pedro Fort Berbel | Miami, FL | Investment funds & advisory | $38M |
| Nov 15, 2017 | Daniel H. Glick | Chicago, IL | Investment funds & advisory | $5.2M |
| Nov 14, 2017 | The End of the Rainbow Partners LLC Michael F. Anderson, Carolyn Anderson |
Vail, CO | Trading, forex & commodities | $5.3M |
| Oct 20, 2017 | Timothy Sammons | London, United Kingdom | Investment funds & advisory | $30M |
| Oct 11, 2017 | Scott Allensworth, Robert J. Fusco, David Weddle | Newhall, CA | Trading, forex & commodities | $3.1M |
| Oct 5, 2017 | Scronic Macro Fund Michael Scronic |
Pound Ridge, NY | Trading, forex & commodities | $19M |
| Sep 29, 2017 | Profit Management, Profit Management Int Hasan Sarwar (aka Alexander Sarwar), Rachida Elfrimi |
Rancho Cucamonga, CA | Trading, forex & commodities | $1.2M |
| Sep 18, 2017 | P&R Capital LLC Ernest J. Romer III |
Sterling Heights, MI | Lending & cash advance | $2.7M |
| Sep 5, 2017 | Commodities Online LLC, Commodities Online Management LLC Michael Ralph Casey, James C. Howard III, Louis N. Gallo III |
TX | Trading, forex & commodities | $27.5M |
| Sep 1, 2017 | Big Island Capital Jeremy Richard Lundin, Alex Reaves Lundin |
Mound, MN | Trading, forex & commodities | $1M |
| Aug 31, 2017 | Lux Financial Services, LWLVACC LLC Leon Vaccarelli |
Waterbury, CT | Investment funds & advisory | $1M |
| Aug 28, 2017 | DJB Holdings LLC Dawn J. Bennett |
Chevy Chase, MD | Investment funds & advisory | $20M |
| Aug 11, 2017 | Richard Paul Underwood, Colin P. Purcell, David R. Greenlee, David A. Stewart | Fort Lauderdale, FL | Energy & alternative assets | $15M |
| Aug 10, 2017 | Bulls and Bears Investment Club Kevin D. Wanner |
Bismarck, ND | Investment funds & advisory | $5M |
| Aug 10, 2017 | Lebanon Aviation Service Inc Paul David Ward |
Camdenton, MO | Investment funds & advisory | $707,000 |
| Aug 2, 2017 | RMA Strategic Opportunity Fund LLC Raymond K. Montoya |
Allston, MA | Trading, forex & commodities | $30M |
| Jul 26, 2017 | Citadel Energy Joey Stanton Dodson |
Indio, CA | Energy & alternative assets | $15M |
| Jul 20, 2017 | Brixon Group Ltd Joseph Wayne McCool, Donald Manning, Cameron Campbell |
Mesa, AZ | Lending & cash advance | $10M |
| Jul 19, 2017 | Justin Troy Spearman | Orlando, FL | Energy & alternative assets | $3.6M |
| Jul 11, 2017 | Gentry Brothers Tractor Supply, Gentry Auto Jeffery Lynn Gentry |
Sparta, TN | Agriculture & cattle | $43M |
| Jul 7, 2017 | The Rental Group, U.S. Funding and Home Services LLC, Draymond Homes Seth Adam Depiano |
Clovis, CA | Real estate | $20M |
| Jul 7, 2017 | Carol J. Wayland, John C. Mueller, Mitchell B. Dow, Barry Liss, Steve G. Blasko | Irvine, CA | Energy & alternative assets | $2.4M |
| Jun 30, 2017 | James Robinson, David Kennedy, Renwick Haddow | New York, NY | Investment funds & advisory | $57M |
| Jun 30, 2017 | Global Standard Industries, SEK Industries Carl Frederic Sealey, Eric Enge |
Philadelphia, PA | Investment funds & advisory | $1.5M |
| Jun 28, 2017 | Richard Bazzell | Hixson, TN | Not specified | $2.7M |
| Jun 27, 2017 | Maverick Asset Management LLC Rodney Scott Phelps, Jason T. Castenir |
Somerset, KY | Trading, forex & commodities | $2.2M |
| May 31, 2017 | National Event Company Jason Nissen |
Roslyn, NY | Investment funds & advisory | $70M |
| May 22, 2017 | Apex Wealth Management Paul Garceau |
Grosse Pointe Park, MI | Insurance-linked | $800,000 |
| May 22, 2017 | Bryant United Capital Funding Inc. Thurman P. Bryant III |
Frisco, TX | Real estate | $22.7M |
| May 16, 2017 | Four Winds Carlos I. Uresti, Stanley P. Bates, Gary L. Cain, Vernon C. Farthing III |
San Antonio, TX | Energy & alternative assets | $6.3M |
| May 11, 2017 | Pradeep Singh | Riverside, CA | Insurance-linked | $3.7M |
| May 10, 2017 | Mito Bank, Mito Capital LLC, Mito Financial LLC, Mito Group Juan Miguel Lopez |
Addison, TX | Lending & cash advance | $4.9M |
| May 4, 2017 | Verto Capital Management LLC William R. Schantz III |
Moorestown, NJ | Legal & litigation funding | $12.5M |
| May 3, 2017 | Williams Advisory Group LLC Cory Williams |
Gilbert, AZ | Trading, forex & commodities | $13M |
| Apr 27, 2017 | John Hogan | Swissvale, PA | Insurance-linked | $8.2M |
| Apr 26, 2017 | Krimm Financial Services Matthew A. Krimm |
Abington, MD | Real estate | $1.7M |
| Apr 25, 2017 | Shepherd's Light Learning Center, Lord of Peace Learning Center Nemelee Liwanag Jiao |
Irving, TX | Investment funds & advisory | $1M |
| Apr 20, 2017 | Capitol Equity FX LLC Robert Leland Johnson IV, Marisa Elena Johnson |
Chino, CA | Trading, forex & commodities | $1.7M |
| Apr 11, 2017 | Gregg Seitz | Alexandria, VA | Real estate | $2.3M |
| Mar 30, 2017 | John Quadrino | Oceanside, NY | Investment funds & advisory | $13.1M |
| Mar 27, 2017 | LottoNet Operating Corp. David Gray, Joseph A. Vitale |
Pompano Beach, FL | Investment funds & advisory | $4.8M |
| Mar 20, 2017 | Summit Asset Strategies Chris Young Yoo |
Bellevue, WA | Investment funds & advisory | $3.7M |
| Mar 16, 2017 | Faster Than Light Trading LLC Randall Rye |
Chicago, IL | Trading, forex & commodities | $1.5M |
| Mar 3, 2017 | Metropolitan Ambulatory Surgical Center LLC, Global Fund Management George Bussanich Sr., Wilma Bussanich, George Bussanich Jr., Heidi Francavilla, Bryan Nazor, Robert G. Schooley, Brendan M. Byrne, Christopher Hanna |
Park Ridge, NJ | Investment funds & advisory | $7M |
| Feb 22, 2017 | Randall Finer | Lake Mills, IA | Investment funds & advisory | $800,000 |
| Feb 16, 2017 | Optimal Economics Capital Partners LLC, Howard Capital Holdings LLC Patrick O. Howard |
Dallas, TX | Investment funds & advisory | $13M |
| Feb 16, 2017 | FX & Beyond Corporation Steve H. Karroum (aka Mustapha Karroum) |
Vienna, VA | Trading, forex & commodities | $4M |
| Feb 14, 2017 | Gold Chasers Inc, Royal Leisure International Inc Carlos Javier Ramirez |
Orlando, FL | Investment funds & advisory | $4.1M |
| Jan 27, 2017 | Craig Carton, Joseph Meli, Matthew Harriton | New York, NY | Investment funds & advisory | $5.6M |
| Jan 13, 2017 | TSI Holdings LLC Rick Siskey |
Charlotte, NC | Investment funds & advisory | $19M |
| Dec 29, 2016 | Asset Preservation Specialists Inc. George R. McKown, Richard E. Gearhart |
Indianapolis, IN | Insurance-linked | $3M |
| Dec 22, 2016 | Principal Financial Strategies LLC, Safe Financial Strategies Inc. Richard K. Booy |
Vernon Hills, IL | Investment funds & advisory | $1M |
| Dec 20, 2016 | Pedro Jaramillo (aka Enrique Jaramillo) | Queens, NY | Trading, forex & commodities | $1.2M |
| Dec 20, 2016 | Draven LLC Derek Springfield |
Mesa, AZ | Trading, forex & commodities | $1.5M |
| Dec 19, 2016 | Mark Nordlicht, David Levy, Uri Landesman, Joseph SanFilippo, Joseph Mann, Daniel Small, Jeffrey Shulse | New Rochelle, NY | Trading, forex & commodities | $1B |
| Dec 19, 2016 | Patricia Means | Williamsburg, VA | Investment funds & advisory | $1.1M |
| Dec 16, 2016 | Saber Funds, Vicor Tax Receivables LLP, Vidon Capital Partners LLC Vincent P. Falci |
Middletown, NJ | Investment funds & advisory | $5.3M |
| Dec 15, 2016 | DCG Commercial Fund I, DCG Real Assets Richard Wyatt Davis Jr. (aka Rich Davis) |
NC | Real estate | $19M |
| Nov 30, 2016 | Blackbird Capital Partners LLC Andrew D. Kelley, Paul H. Shumway |
Draper, UT | Trading, forex & commodities | $3.1M |
| Nov 22, 2016 | Eubiquity Capital LLC Stephen S. Eubanks |
Hingham, MA | Trading, forex & commodities | $529,000 |
| Nov 17, 2016 | Gino Accettola | Shelby Township, MI | Investment funds & advisory | $3.7M |
| Nov 10, 2016 | Thomas & Company Wealth Management LLC, Insured Income Solutions LLC David P. Thomas |
Bellingham, WA | Investment funds & advisory | $545,000 |
| Oct 27, 2016 | Carlos Maldonado | San Juan, PR | Trading, forex & commodities | $5M |
| Oct 24, 2016 | Micro-Enterprise Management Group (MEMG), Victorious Life Church Terry Wayne Millender, Brenda Millender, Grenetta Wells |
Alexandria, VA | Lending & cash advance | $1.2M |
| Oct 19, 2016 | Golan Barak | Pittsburgh, PA | Real estate | $2M |
| Oct 12, 2016 | Budget Finance Company Donna S. Brown |
Clarington, OH | Lending & cash advance | $25M |
| Oct 12, 2016 | LifeCo., AIIA Group Steven Edward Branstetter |
Culver City, CA | Insurance-linked | $2.2M |
| Oct 3, 2016 | Francisco "Frank" Hobson | Mission Viejo, CA | Real estate | $2.3M |
| Sep 29, 2016 | El Paso Federal Credit Union Maria Guadalupe Hernandez, Hilda Simental Mendoza |
El Paso, TX | Investment funds & advisory | $18.4M |
| Sep 23, 2016 | Big Sky Mineral Resources John Kevin Moore |
Bigfork, MT | Energy & alternative assets | $2.7M |
| Sep 21, 2016 | Increasing Fortune Inc. Scott J. Wolas (aka Eugene Grathwohl) |
Quincy, MA | Real estate | $1.7M |
| Sep 19, 2016 | Jreck Subs Christopher Swartz |
Watertown, NY | Investment funds & advisory | $25M |
| Sep 13, 2016 | Essex Holdings Inc. Navin Shankar Subramaniam Xavier (aka Dr. Navin Xavier) |
Miramar, FL | Trucking & transport | $30M |
| Aug 19, 2016 | James VanBlaricum | Colleyville, TX | Energy & alternative assets | $2.6M |
| Aug 11, 2016 | American Financial (AMFI), TriLogic, Prestige Benefits Sarah Frances Bolhuis |
Ellsworth, MI | Investment funds & advisory | $7.5M |
| Aug 11, 2016 | Premier Cru John E. Fox |
Concord, CA | Trading, forex & commodities | $45M |
| Aug 10, 2016 | Cavalier Union Investments LLC Merrill Robertson Jr., Sherman C. Vaughn Jr. |
Chesterfield, VA | Investment funds & advisory | $10M |
| Jul 28, 2016 | Traffic Monsoon LLC Charles David Scoville |
UT | Investment funds & advisory | $207M |
| Jul 18, 2016 | Thomas D. Conrad Jr., Stuart P. Conrad | Alpharetta, GA | Trading, forex & commodities | $10.7M |
| Jul 13, 2016 | Cyprus Funds Inc. Eric V. Bartoli |
Doylestown, OH | Investment funds & advisory | $65M |
| Jul 1, 2016 | William Joseph Boyle | Bala Cynwyd, PA | Real estate | $400,000 |
| Jun 28, 2016 | Alvin Guy Wilkinson | San Juan, PR | Trading, forex & commodities | $6.9M |
| Jun 21, 2016 | Ash Narayan, Richard M. Harmon, John A. Kaptrosky | Newport Coast, CA | Investment funds & advisory | $33M |
| Jun 15, 2016 | Money Management Strategies John Holdaway, Kevin Kyes |
Sandy, UT | Trading, forex & commodities | $7M |
| Jun 9, 2016 | Randy Miland | White Bear Lake, MN | Trading, forex & commodities | $575,000 |
| Jun 7, 2016 | New Haven Holdings Scott Rookus |
Jenison, MI | Investment funds & advisory | $1.5M |
| Jun 2, 2016 | Haena Park | Manhattan, NY | Trading, forex & commodities | $23M |
| May 31, 2016 | JSG Capital Investments LLC Jaswant "Jason" Gill, Javier Rios |
San Diego, CA | Investment funds & advisory | $10M |
| May 27, 2016 | David Kaplan | Zephyr Cove, NV | Investment funds & advisory | $15.8M |
| May 27, 2016 | Cifuentes Fund Management LLC Alcibiades Cifuentes, Jennifer Wee Cifuentes |
West New York, NJ | Trading, forex & commodities | $590,000 |
| May 23, 2016 | Catherine Ann Finberg | Columbia Falls, MT | Trading, forex & commodities | $1.3M |
| May 22, 2016 | Lawrence Paul "Larry" Stephens | Riverside, CA | Investment funds & advisory | $4.5M |
| May 10, 2016 | SG Investment Management Claus C. Foerster |
Spartanburg, SC | Investment funds & advisory | $3M |
| May 6, 2016 | Blazer Capital Management Louis Martin Blazer III |
Pittsburgh, PA | Investment funds & advisory | $2.4M |
| May 5, 2016 | Ju Ding Inc Wenxing Huang (aka Di Peng, aka Fatty) |
San Gabriel, CA | Real estate | $6.9M |
| Apr 21, 2016 | Peak Capital Management Group Inc., Peak Capital Group Inc. Scott A. Beatty |
Roy, UT | Trading, forex & commodities | $825,000 |
| Apr 15, 2016 | PLCMGMT LLC (aka PLC, Prometheus Law) James Catipay, David Aldrich |
Los Angeles, CA | Legal & litigation funding | $11.7M |
| Apr 14, 2016 | Jay Peak Inc., Q Resorts Inc. Ariel Quiros, William Stenger |
Miami, FL | Investment funds & advisory | $350M |
| Apr 12, 2016 | Charles Caleb Fackrell | Booneville, NC | Energy & alternative assets | $1.4M |
| Apr 8, 2016 | West 125th Street Liquors Hamlet Peralta |
Bronx, NY | Energy & alternative assets | $12M |
| Apr 7, 2016 | Joseph A. Castellano | Wallingford, CT | Real estate | $1.5M |
| Apr 4, 2016 | Jeppesen Land and Properties John Zane Jeppesen |
Garland, UT | Real estate | $9M |
| Mar 31, 2016 | John Scott Clark | UT | Energy & alternative assets | $1.7M |
| Mar 30, 2016 | Daniel Rivera, Matthew Rivera | NY | Real estate | $2.7M |
| Mar 28, 2016 | Irving Place III SPV LLC Andrew Caspersen |
New York, NY | Investment funds & advisory | $95M |
| Mar 25, 2016 | Saddle River Advisors LLC, SRA Management Associates LLC John Bivona, Frank Gregory Mazzola |
CA | Investment funds & advisory | $53M |
| Mar 16, 2016 | Mark A. Jones | Boston, MA | Lending & cash advance | $10M |
| Mar 10, 2016 | Robert J. Jesenik, Brian A. Oliver, N. Scott Gillis | Lake Oswego, OR | Trucking & transport | $350M |
| Feb 22, 2016 | Roberto Trinidad Del Carpio Frescas, David Brian Binder | Chihuahua, Mexico | Trading, forex & commodities | $15M |
| Feb 12, 2016 | Millennium Title Nancy Jackson Carroll (aka Nancy Spinks) |
Southlake, TX | Investment funds & advisory | $8.6M |
| Feb 6, 2016 | Allen R. Hess | Syracuse, NY | Energy & alternative assets | $600,000 |
| Jan 21, 2016 | Marquis Properties LLC Chad Deucher, Richard Clatfelter |
UT | Real estate | $28M |
| Jan 18, 2016 | Coaching by Coral LLC (dba The Secret to Life Coaching) Coral Rose Grant (aka Coral Rose Thomas), Gary McGonagle Grant II (aka Mac Grant) |
Austin, TX | Investment funds & advisory | $20M |
| Jan 15, 2016 | Rose Marie O'Reilly | La Grange, TX | Investment funds & advisory | $1.4M |
| 2016 | Kenhill Financial Michael Sullivan |
South Hill, VA | Trading, forex & commodities | $1.4M |
| Dec 24, 2015 | God's Sports Company Steven McKinlay, Kristi McKinlay |
Coto de Caza, CA | Investment funds & advisory | $3M |
| Dec 19, 2015 | SMTS Association Lori Ann Anderson |
Logan, UT | Trading, forex & commodities | $1.7M |
| Dec 17, 2015 | TeamVinh.com LLC Vu H. Le (aka Vinh H. Le) |
MN | Trading, forex & commodities | $3M |
| Dec 17, 2015 | MSMB Capital Management LP, MSMB Healthcare LP, Retrophin Inc Martin Shkreli |
New York, NY | Trading, forex & commodities | $8.5M |
| Dec 14, 2015 | Christopher Maguire | Orlando, FL | Lending & cash advance | $4.9M |
| Dec 8, 2015 | Lotus Global Omar Hafez |
North Arlington, NJ | Investment funds & advisory | $1.5M |
| Dec 1, 2015 | GAW Miners, ZenMiner, Paycoin Homero Joshua Garza |
Somers, CT | Crypto & digital assets | $20M |
| Dec 1, 2015 | James A. Torchia | Canton, GA | Legal & litigation funding | $30M |
| Nov 25, 2015 | Berjac of Portland, Berjac of Oregon Michael Holcomb, Gary Holcomb, Kristen Van Breemen, Jennifer Chalmers |
MI | Insurance-linked | $43M |
| Nov 23, 2015 | Parker Financial Services Bernard M. Parker |
Indiana, PA | Real estate | $1.2M |
| Nov 20, 2015 | Robert B. Hahn | Tyler, TX | Lending & cash advance | $5.5M |
| Nov 6, 2015 | James A. MacCallum | Bemus Point, NY | Real estate | $3.4M |
| Oct 30, 2015 | William M. Apostelos, Connie M. Apostelos, Steven Scudder | Springboro, OH | Real estate | $70M |
| Oct 29, 2015 | Collins Financial Group Michael Anthony Collins |
Alice, TX | Trading, forex & commodities | $5M |
| Oct 6, 2015 | DM Financial Paul Sloane Davis, Diane Cobb |
Santa Rosa, CA | Real estate | $2.4M |
| Oct 1, 2015 | Promitor Capital Management LLC William J. Wells |
River Vale, NJ | Trading, forex & commodities | $1.1M |
| Oct 1, 2015 | USFIA Inc Steve Chen |
Bradbury, CA | Investment funds & advisory | $32M |
| Sep 18, 2015 | Stephens Capital Management Inc, Douglas Capital Corp Stephen C. Browere |
Geneva, IL | Investment funds & advisory | $3.9M |
| Sep 15, 2015 | Arizona Investment Center, The Investment Roadshow Jason Mogler, James Jeffrey Hinkeldey, Casimer Polanchek, Brian Buckley, James Stevens |
AZ | Real estate | $18M |
| Sep 14, 2015 | Hanson Holdings LLC Christopher Hanson |
Springfield, MO | Real estate | $1.1M |
| Aug 28, 2015 | DJF Real Estate Opportunity Fund Daniel J. Flynn III |
Milton, MA | Real estate | $2.1M |
| Aug 25, 2015 | Devon Street Investments Ltd, Reliant Management Albert Rossini, Babajan Khoshabe, Anthony Khoshabe, Thomas Murphy |
Skokie, IL | Real estate | $2.9M |
| Aug 20, 2015 | National Note of Utah Wayne LeMar Palmer, Julieann Martin |
West Jordan, UT | Real estate | $140M |
| Aug 5, 2015 | First American Monetary Consultants, Information Radio Network Larry Bates, Charles Bates (aka Chuck Bates), Robert Bates |
Memphis, TN | Investment funds & advisory | $18M |
| Aug 3, 2015 | F.A. Voight & Associates LP, DayStar Funding LP Frederick Alan Voight |
Richmond, TX | Real estate | $114M |
| Jul 22, 2015 | Latten Management LLC Richard L. Thompson |
Sarasota, FL | Real estate | $2.1M |
| Jul 21, 2015 | Lion Trading Corp Carlos Hernan del Valle |
Weston, FL | Investment funds & advisory | $750,000 |
| Jul 21, 2015 | Guillermo M. Sanchez, Isabel C. Sanchez, Gustavo Giral | Cutler Bay, FL | Investment funds & advisory | $10M |
| Jul 13, 2015 | ASG Real Estate Services Group Inc Alisa Adler |
NY | Real estate | $500,000 |
| Jul 7, 2015 | Liquid Ninja Eric Morgan |
Evansville, IN | Energy & alternative assets | $600,000 |
| Jul 6, 2015 | Bingqing Yang, Lei Lei (aka Lily Lei), Anthony V. Pollace | CA | Energy & alternative assets | $68M |
| Jul 6, 2015 | Entholpy EMC, Mastermind College Funding Group Yong Chen (aka Michael Chen) |
CA | Investment funds & advisory | $8M |
| Jul 2, 2015 | DFRF Enterprises LLC Daniel Fernandes Rojo Filho, Wanderley M. Dalman, Gaspar C. Jesus, Eduardo N. Da Silva, Heriberto C. Perez Valdes, Jeffrey A. Feldman, Romildo Da Cunha |
Winter Garden, FL | Investment funds & advisory | $15M |
| Jul 1, 2015 | Malcolm Segal | Langhorne, PA | Investment funds & advisory | $15.5M |
| Jun 22, 2015 | Keith Michael Rogers | Huntsville, AL | Investment funds & advisory | $2.5M |
| Jun 18, 2015 | Richard Brandt | Miles City, MT | Investment funds & advisory | $2M |
| Jun 18, 2015 | Ulysses Partners LLC, Neilsen Financial Services James E. Neilsen |
Norwalk, CT | Investment funds & advisory | $1.7M |
| Jun 10, 2015 | Capital Financial Planning LLC Frederick E. Monroe Jr. |
Queensbury, NY | Investment funds & advisory | $1.3M |
| Jun 3, 2015 | RHM Exploration LLC William Allen Risinger |
Round Rock, TX | Energy & alternative assets | $4.5M |
| Jun 2, 2015 | Charles Erickson | Uxbridge, MA | Trading, forex & commodities | $3.5M |
| Jun 1, 2015 | Sterling Investment Fund Phil Donnahue Williamson |
Miami, FL | Real estate | $2M |
| May 22, 2015 | John Sposato | Slidell, LA | Real estate | $811,305 |
| May 18, 2015 | B+E Family Investments LLC Bobby Hamby |
Yorba Linda, CA | Real estate | $2.5M |
| May 7, 2015 | ClearPath Wealth Management LLC Patrick Churchville |
Barrington, RI | Investment funds & advisory | $11M |
| May 5, 2015 | North Dakota Developments LLC Robert L. Gavin, Daniel J. Hogan |
ND | Energy & alternative assets | $62M |
| May 4, 2015 | Daniel Fodiman | NY | Investment funds & advisory | $1M |
| Apr 30, 2015 | OTC Investments LLC, Forex Currency Trade Advisors LLC Barry C. Taylor |
Franklin, NC | Trading, forex & commodities | $2.4M |
| Apr 24, 2015 | Matthew D. Haab, Tobin J. Senefeld, Jeffrey B. Risinger | Indianapolis, IN | Agriculture & cattle | $15M |
| Apr 20, 2015 | Dorian A. Garcia | Naples, FL | Trading, forex & commodities | $4.7M |
| Apr 15, 2015 | Hennessey Financial LLC Stuart Alan Voigt, Jeffery Allen Gardner |
Apple Valley, MN | Real estate | $2M |
| Apr 13, 2015 | Allese Capital Marcello Trebitsch |
Brooklyn, NY | Trading, forex & commodities | $7M |
| Apr 13, 2015 | DollarMonster, Cashflowbot.com James A. Evans Jr. |
Villa Rica, GA | Investment funds & advisory | $1.1M |
| Apr 7, 2015 | Capital Financial Partners LLC, Capital Financial Holdings LLC William D. Allen, Susan C. Daub |
Davie, FL | Lending & cash advance | $31M |
| Apr 3, 2015 | Millennium Capital Exchange Inc. Stafford S. Maxwell |
Mableton, GA | Trading, forex & commodities | $1M |
| Mar 11, 2015 | Alternative Wealth Solutions Levi Lindemann |
West Lakeland, MN | Real estate | $976,000 |
| Mar 2, 2015 | Jerry M. Stauffer | Traverse City, MI | Trading, forex & commodities | $1.5M |
| Feb 27, 2015 | Wings Network Sergio Henrique Tanaka, Carlos Luis da Silveira Barbosa, Claudio de Oliveira Pereira Campos |
Davie, FL | Investment funds & advisory | $23.5M |
| Feb 27, 2015 | Archipel Capital LLC, BIM Management LP Gregory W. Gray Jr. |
Buffalo, NY | Investment funds & advisory | $10.3M |
| Feb 26, 2015 | Compass Financial Solutions Kenneth Brewington, William E. Dawn, Brian G. Elrod |
Corona, CA | Investment funds & advisory | $2.5M |
| Feb 20, 2015 | Bordeaux Fine Wines Ltd Kenneth Jean Pierre Gundlach |
Croydon, United Kingdom | Energy & alternative assets | $16M |
| Feb 18, 2015 | Kristine L. Johnson, Troy A. Barnes | Aurora, CO | Investment funds & advisory | $3.8M |
| Feb 10, 2015 | Muskey Financial Services Jason A. Muskey |
Moosic, PA | Investment funds & advisory | $2M |
| Jan 29, 2015 | Insurance Service Center Loren W. Holzhueter |
Watertown, WI | Insurance-linked | $10.4M |
| Jan 21, 2015 | Frederic Elm (aka Frederic Elmaleh) | Fort Lauderdale, FL | Investment funds & advisory | $17M |
| Jan 20, 2015 | Charles D. Jones Capital Management Inc. Charles D. Jones |
Waco, TX | Investment funds & advisory | $9.3M |
| Jan 15, 2015 | Alliance Warburg Capital Management Steven Canady |
NY | Investment funds & advisory | $2M |
| Jan 14, 2015 | Keystone Capital Management LLC Geoffrey W. Nehrenz |
Uniontown, OH | Investment funds & advisory | $7M |
| Jan 12, 2015 | Allied Markets LLC Joshua Gilliland, Chawalit Wongkhiao |
Jacksonville, FL | Trading, forex & commodities | $1M |
| Jan 9, 2015 | Ian Parker Bick | Danbury, CT | Investment funds & advisory | $500,000 |
| 2015 | Clarence Counterman, Robert Loya, Leopoldo Parra | El Paso, TX | Energy & alternative assets | $2.1M |
| Dec 29, 2014 | 360 Properties Bryan W. Anderson |
Hoover, AL | Real estate | $3.1M |
| Dec 18, 2014 | Optam Holdings Inc., Infinivest Mortgage Investment Corporation Wade Robert Closson |
St. Albert, Canada | Real estate | $14M |
| Dec 12, 2014 | Charles A. Bennett | Manhattan, NY | Investment funds & advisory | $5M |
| Dec 3, 2014 | MBP Insurance Services Inc. Joseph Francis Bartholomew, Wendy King-Jackson |
Lake Forest, CA | Insurance-linked | $11.3M |
| Oct 16, 2014 | Tri-State Group, Tri-State Investment Holdings Inc. Marie Mikesche Bontigao |
West Chester, PA | Real estate | $2M |
| Oct 8, 2014 | Brandon Stewart | Newport Beach, CA | Investment funds & advisory | $13.5M |
| Oct 8, 2014 | Nationwide Automated Systems Inc. Joel Barry Gillis, Edward Wishner |
Woodland Hills, CA | Lending & cash advance | $123M |
| Sep 30, 2014 | Dennis F. Wright | Lewistown, PA | Investment funds & advisory | $1.5M |
| Sep 29, 2014 | Transactions Unlimited (dba ATM Plus) Michael B. Ferguson |
Foster City, CA | Lending & cash advance | $12M |
| Sep 26, 2014 | eAdGear Holdings Limited Charles S. Wang, Qian Cathy Zhang, Francis Y. Yuen |
Warren, NJ | Investment funds & advisory | $129M |
| Sep 16, 2014 | Abatement Corp. Holding Company Limited, International Balanced Fund Joseph Laurer (aka Dr. Josef V. Laurer), Brenda Davis |
Homestead, FL | Investment funds & advisory | $4.6M |
| Sep 14, 2014 | Tammi Henderson Palasini (aka Gina) | Aberdeen, MS | Insurance-linked | $2M |
| Sep 6, 2014 | Moncure Brothers LLC, The Silver Companies James Ashby Moncure Jr. |
Fredericksburg, VA | Real estate | $35M |
| Aug 28, 2014 | Realty World-Quality Homes Inc. Lananh Thi Phan, Diane H. Do Bui |
San Jose, CA | Investment funds & advisory | $8M |
| Aug 26, 2014 | Oscar F. Villarreal | Gates Mills, OH | Energy & alternative assets | $18.4M |
| Aug 14, 2014 | Holy Cow Brent Lee Newbold |
Granite Bay, CA | Lending & cash advance | $3M |
| Aug 5, 2014 | Meadows Financial Group Sean Meadows |
Eden Prairie, MN | Real estate | $10M |
| Jul 31, 2014 | Donna Jessee Tucker | Roanoke, VA | Investment funds & advisory | $730,289 |
| Jul 17, 2014 | Philippe Bourciquot | Lake Worth, FL | Investment funds & advisory | $3.1M |
| Jul 16, 2014 | Blue Mountain Consumer Discount Company Walter P. Lambert (aka Buddy) |
Pen Argyl, PA | Lending & cash advance | $5M |
| Jul 10, 2014 | ST Ventures LLC Tyson D. Williams, Stanley D. Parrish |
Washington, UT | Real estate | $7M |
| Jul 6, 2014 | CFS Inc. Charles Blackwelder |
Carmel, IN | Real estate | $23M |
| Jul 6, 2014 | CFS Inc. Cara Grumme |
Carmel, IN | Real estate | $23M |
| Jun 25, 2014 | New Century Coal, Earth Energy Exploration Brian C. Rose (aka John Hankins), Robert S. McGregor (aka Jim Robinson III), Dallas P. McRae, Hugh F. Sackett, James M. Robinson, Brent Loveall, Jason Smith, Ray C. Spears (aka Brock Hamilton), Jennifer L. Key, Johnny Phillips |
Johnson City, TN | Investment funds & advisory | $15M |
| Jun 18, 2014 | Dee Allen Randall | Kaysville, UT | Real estate | $72M |
| Jun 13, 2014 | Lawrence P. Schmidt | Washington, DC | Real estate | $22M |
| Jun 9, 2014 | James M. Peister | St. James, NY | Trading, forex & commodities | $17M |
| Jun 6, 2014 | KS Investments, Buckharbor Patricia S. Miller |
Pittsburgh, PA | Investment funds & advisory | $5M |
| May 29, 2014 | Neal V. Goyal | Chicago, IL | Trading, forex & commodities | $11.4M |
| May 29, 2014 | KGTA Petroleum Ltd Thomas Abdallah, Kenneth Grant, Mark M. George, Jeffrey L. Gainer, Jerry Cicolani |
Brunswick, OH | Trading, forex & commodities | $20M |
| May 28, 2014 | TransVantage Group Shirley Sooy |
Fort Smith, AR | Investment funds & advisory | $42M |
| May 21, 2014 | Gaeton Capital Advisors LLC Gaeton Della Penna (aka Guy Della Penna) |
Sarasota, FL | Trading, forex & commodities | $3.8M |
| May 21, 2014 | Ciccone Group Vincent Ciccone, Karen Thomson-Ciccone |
Kitchener, Canada | Real estate | $21M |
| May 20, 2014 | NHI Metals Ltd. Jeanette Berney, Elliot Berney |
Monsey, NY | Investment funds & advisory | $10M |
| May 15, 2014 | Brandon Benson | Salt Lake City, UT | Trading, forex & commodities | $1.5M |
| May 15, 2014 | AEO Associates, KMO Associates LLC Aaron E. Olson |
Rindge, NH | Investment funds & advisory | $27.8M |
| May 14, 2014 | Equity Capital Investments LLC Randy Poulson |
Woolwich Township, NJ | Real estate | $3M |
| May 13, 2014 | Robert E. Lee Jr. | Oxford, CT | Investment funds & advisory | $8M |
| May 9, 2014 | David W. McQueen, Trent Francke | Byron Center, MI | Investment funds & advisory | $46.5M |
| May 7, 2014 | Smith Advertising & Associates Gary Todd Smith, Gary Truman Smith |
Fayetteville, NC | Lending & cash advance | $63.4M |
| May 2, 2014 | Henry Thomas Hammond | Ponte Vedra Beach, FL | Real estate | $6.2M |
| Apr 29, 2014 | Contemporary Benefits Design, Blackburg Financial Harry Patrick Stokes |
Monroe, NC | Insurance-linked | $2.4M |
| Apr 25, 2014 | Resource Planning Group Inc, Midwest Opportunity Fund Joseph Hennessy |
Western Springs, IL | Investment funds & advisory | $2.9M |
| Apr 15, 2014 | TelexFree Inc, Common Cents Communications Inc James Merrill, Carlos N. Wanzeler, Sanderley R. De Vasconcelos (aka Sann Rodrigues) |
Ashland, MA | Investment funds & advisory | $1B |
| Apr 11, 2014 | Timothy J. Coughlin | Indianapolis, IN | Investment funds & advisory | $12.8M |
| Apr 8, 2014 | JCS Enterprises Inc, T.B.T.I. Inc Joseph Signore, Paul L. Schumack II |
West Palm Beach, FL | Investment funds & advisory | $40M |
| Mar 28, 2014 | WCM, WCM777 Ming Xu (aka Phil Ming Xu) |
Temple City, CA | Investment funds & advisory | $65M |
| Mar 27, 2014 | Steadivest LLC William Marshall Wolfe |
Ridgeland, MS | Real estate | $10M |
| Mar 19, 2014 | Structured Finance Group Corporation Robert S. Leben, Amy L. Leben |
Columbia, SC | Trading, forex & commodities | $3.2M |
| Feb 28, 2014 | Jane E. O'Brien | Needham, MA | Energy & alternative assets | $1.4M |
| Feb 27, 2014 | Intermodal Wealth Inc, World Container Steven Patrick Jones, John Patrick Acord (aka John Delano), Dean Lester Springer |
Palm Desert, CA | Investment funds & advisory | $5.5M |
| Feb 27, 2014 | My Forex Planet Inc., Wal Capital S.A., Top Global Capital Inc. Melody Nganthuy Phan |
CA | Trading, forex & commodities | $3.8M |
| Feb 24, 2014 | International Manufacturing Group Inc, RelyAid Global Healthcare Inc Deepal Wannakuwatte |
Sacramento, CA | Investment funds & advisory | $125M |
| Feb 19, 2014 | Ron Earl McCullough, David Christopher Mayhew, Travis Maurice Cox | Raleigh, NC | Trading, forex & commodities | $2.3M |
| Feb 6, 2014 | B&B Consulting Group LLC Kari Sonovich |
Meadow Vista, CA | Trading, forex & commodities | $3M |
| Feb 5, 2014 | Pacific Property Assets, Apartments America Michael J. Stewart, John J. Packard |
Phoenix, AZ | Investment funds & advisory | $110M |
| Feb 4, 2014 | Stevens Creek Auto Mall Ron Battistella, Julie Ann LeBlanc |
San Jose, CA | Investment funds & advisory | $1.3M |
| Jan 31, 2014 | Storehouse Credit Union Ek. Samuel J. Cusumano |
Orlando, FL | Investment funds & advisory | $17M |
| Jan 23, 2014 | RAHFCO Funds Limited Partnership, RAHFCO Growth Fund Randal Kent Hansen |
Sioux Falls, SD | Trading, forex & commodities | $20M |
| Jan 21, 2014 | Huxley Capital Management Bryan Caisse |
New York, NY | Trading, forex & commodities | $1.2M |
| Jan 17, 2014 | David George Dreslin | Seminole, FL | Real estate | $6M |
| Jan 16, 2014 | ARTLoan Financial LLC, ARTLoan Financial Services Inc Anthony Barreiro, Ernest Ray Parker (aka Ray Parker Gaylord) |
San Francisco, CA | Lending & cash advance | $3.4M |
| Jan 16, 2014 | Architects of the Future Investments Luis Alonso Serna |
Chatsworth, CA | Trading, forex & commodities | $4M |
| Dec 19, 2013 | Daniel H. Williford | Statesville, NC | Investment funds & advisory | $44M |
| Dec 17, 2013 | Queen City Investments Glen Galemmo |
Cincinnati, OH | Investment funds & advisory | $87M |
| Dec 10, 2013 | Robert Rocco | Dix Hills, NY | Lending & cash advance | $5M |
| Dec 6, 2013 | Vendetta Royalty Partners Robert A. Helms, Janniece S. Kaelin, Deven Sellers, Roland Barrera |
Austin, TX | Energy & alternative assets | $18M |
| Nov 25, 2013 | LJS Trading LLC Louis J. Spina |
Miami, FL | Trading, forex & commodities | $18M |
| Nov 6, 2013 | Rashida Samji Notary Corporation, Samji & Assoc. Holdings Inc Rashida Samji, Arvin Patel |
Vancouver, Canada | Energy & alternative assets | $40M |
| Nov 4, 2013 | Maxum Gold, FMP Medical Services Limited Christopher A.T. Pedras, Sylvester M. Gray II, Alicia Bryan |
Turlock, CA | Trading, forex & commodities | $5.6M |
| Nov 1, 2013 | Yin Nan Wang (aka Michael Wang), Wendy Ko | Pasadena, CA | Real estate | $150M |
| Oct 25, 2013 | Malarz Equity Investments LLC Marcin Malarz, Arthur Lin |
Lake Forest, IL | Real estate | $9M |
| Oct 18, 2013 | Alice Belmonte | Wading River, NY | Real estate | $4M |
| Oct 10, 2013 | Michael R. Enea | Menomonee Falls, WI | Investment funds & advisory | $2.1M |
| Oct 4, 2013 | Investor Alliance Group Ryan Edward Rude |
Riverside, CA | Real estate | $4.8M |
| Oct 3, 2013 | Evaluation Apex Inc. France-Josée Dancause, Alain Péloquin, Benoît Sénécal, Sophie Jolicoeur, Isabelle Cantin, Chantal Goulet, Jean-Marc Lavallée |
Longueuil, Canada | Investment funds & advisory | $19M |
| Oct 1, 2013 | USA Now LLC, USA Now Energy Capital Group LP, Now Co. Loan Services Marco Ramirez, Bebe Ramirez |
McAllen, TX | Investment funds & advisory | $5M |
| Oct 1, 2013 | Maverick International Inc Wesley Alan Brown |
Flagler Beach, FL | Trading, forex & commodities | $2M |
| Sep 30, 2013 | Immigration General Services Jenny E. Coplan |
Tamarac, FL | Investment funds & advisory | $4M |
| Sep 27, 2013 | Richard Allen Freer | Palmer Township, PA | Investment funds & advisory | $10M |
| Sep 26, 2013 | MRI International Inc, CSA Service Center LLC, The Factoring Company Edwin Yoshihiro Fujinaga |
Las Vegas, NV | Investment funds & advisory | $800M |
| Sep 20, 2013 | Assured Capital Consultants LLC John C. Boschert, Jenifer E. Hoffman, Bryan T. Zuzga |
Apopka, FL | Trading, forex & commodities | $25M |
| Sep 13, 2013 | The Insurance Shoppe, Financial Security Planning Inc Lynn Alan Simon |
Evansville, IN | Insurance-linked | $1M |
| Sep 5, 2013 | Richard Shusterman, Jonathan E. Rosenberg, Robert Feldman, Douglas A. Kuber | Highland Beach, FL | Trading, forex & commodities | $275M |
| Aug 26, 2013 | Guaranty Reserves Trust, Marcum Companies LLC John K. Marcum |
Noblesville, IN | Trading, forex & commodities | $6M |
| Aug 26, 2013 | Creative Capital Consortium, A Creative Capital Concepts George Louis Theodule |
Wellington, FL | Trading, forex & commodities | $30M |
| Aug 14, 2013 | Davian Capital Advisors LLC Anthony J. Davian |
Copley, OH | Trading, forex & commodities | $1.5M |
| Aug 9, 2013 | Elva Group Armand R. Franquelin, Martin A. Pool |
Ogden, UT | Real estate | $12M |
| Aug 8, 2013 | S.B. Heinz & Associates Inc. Steven B. Heinz |
Provo, UT | Trading, forex & commodities | $4M |
| Aug 4, 2013 | Ashok Jerambhai Jadeja | Ahmedabad, India | Investment funds & advisory | $4M |
| Aug 1, 2013 | Panoramic View Resort & Residences Brian R. Callahan, Adam J. Manson |
Old Westbury, NY | Real estate | $96M |
| Jul 23, 2013 | Bitcoin Savings and Trust Trendon T. Shavers |
McKinney, TX | Crypto & digital assets | $4.5M |
| Jul 2, 2013 | David Lee Hardin Jr. | Coto de Caza, CA | Real estate | $6.7M |
| Jun 25, 2013 | Commodity Investment Group Carl David Wright |
Iron Station, NC | Trading, forex & commodities | $1M |
| Jun 25, 2013 | Elaina Patterson | Reading, MA | Investment funds & advisory | $2.1M |
| Jun 21, 2013 | Your Best Memories International Inc., Smokey Canyon Financial Robert Hurd, Kenneth Gross |
Los Angeles, CA | Investment funds & advisory | $1.2M |
| Jun 17, 2013 | Global Corporate Alliance Duncan J. MacDonald III, Gloria Solomon |
Dallas, TX | Insurance-linked | $10M |
| Jun 13, 2013 | David Ross | Wellington, New Zealand | Investment funds & advisory | $320M |
| Jun 7, 2013 | Edward J. & Company, La Porte Jewelers Matthew James Addy |
Lancaster, PA | Investment funds & advisory | $3.4M |
| Jun 3, 2013 | Detroit Memorial Partners LLC Mark Morrow |
Cincinnati, OH | Investment funds & advisory | $19M |
| May 24, 2013 | The Mortgage Store, The Parking Lot George Lindell, Holly Hoaeae |
HI | Investment funds & advisory | $8.6M |
| May 14, 2013 | Dana Island Yacht Sales and Charters Edward Fitzgerald |
Dana Point, CA | Investment funds & advisory | $1.6M |
| May 5, 2013 | Moriarty Enterprises Albert Moriarty |
Grover Beach, CA | Investment funds & advisory | $22M |
| May 2, 2013 | Marlon Gary Hibbert, Verna Michelle Hibbert, Lorraine Bahlmann | Toronto, Canada | Trading, forex & commodities | $8.4M |
| Apr 30, 2013 | JHM Forex Only Pool, Forex Trading at Home Association James H. Mason |
Graham, NC | Trading, forex & commodities | $4.7M |
| Apr 23, 2013 | Saradha Group Sudipta Sen, Debjani Mukherjee |
Kolkata, India | Real estate | $335M |
| Apr 10, 2013 | Integrity Financial Consulting, Providence Financial Services Perry Sawano |
Wheat Ridge, CO | Investment funds & advisory | $4.8M |
| Apr 8, 2013 | 4X Solutions Inc. Whileon Chay |
New York, NY | Trading, forex & commodities | $4.8M |
| Mar 28, 2013 | J2 Marketing Solutions Jason Pascua |
Kaneohe, HI | Energy & alternative assets | $1.4M |
| Mar 28, 2013 | Gershon Barkany | Far Rockaway, NY | Real estate | $50M |
| Mar 20, 2013 | David N. Hawkins | Colorado Springs, CO | Trading, forex & commodities | $1.2M |
| Mar 19, 2013 | Ventures Trust II LLC, Face Off Acquisitions LLC Craig L. Berkman, John B. Kern |
FL | Investment funds & advisory | $13.2M |
| Mar 18, 2013 | Viking Financial Group Inc. Steven Palladino, Lori Palladino |
West Roxbury, MA | Lending & cash advance | $10M |
| Mar 12, 2013 | Heckman Multimedia Productions Peter Heckmann (aka Peter Heckman) |
Kapaa, HI | Energy & alternative assets | $1.2M |
| Mar 12, 2013 | Alvin R. Brown | Redondo Beach, CA | Real estate | $3M |
| Mar 11, 2013 | Robert Medhus | Fargo, ND | Investment funds & advisory | $900,000 |
| Mar 8, 2013 | TLM Design and Construction Inc. Tina Louise Mangiardi |
Orlando, FL | Investment funds & advisory | $2.5M |
| Mar 6, 2013 | S&G Unlimited Services Eduardo Galan |
Brockport, NY | Real estate | $1M |
| Mar 1, 2013 | Gary H. Lane | Reno, NV | Investment funds & advisory | $2M |
| Feb 28, 2013 | Garfield M. Taylor | Rockville, MD | Trading, forex & commodities | $25M |
| Feb 28, 2013 | The Mortgage Fund '08 LLC, R.E. Loans LLC Walter Ng, Kelly Ng, Bruce Horwitz |
San Francisco Bay Area, CA | Real estate | $85M |
| Feb 7, 2013 | Charles Huggins, Christopher Butchko, Anne Thomas | Edgewater, NJ | Investment funds & advisory | $2.5M |
| Feb 1, 2013 | Titan Wealth Management LLC Karen P. Bowie |
Plano, TX | Investment funds & advisory | $5M |
| Jan 30, 2013 | Cay Clubs Resorts and Marinas Fred Davis Clark Jr. (aka Dave Clark), David W. Schwarz, Cristal R. Coleman, Barry J. Graham, Ricky Lynn Stokes |
FL | Real estate | $300M |
| Jan 30, 2013 | Greg Jeffreys, Kimberly Jeffreys, Shannon Stiltner | Spokane, WA | Investment funds & advisory | $1.4M |
| Jan 25, 2013 | Liberty Realty Trust Nicholas C. Skaltsis |
Dover, NH | Real estate | $287,000 |
| Jan 25, 2013 | WALTEC Consultants, LRE Holdings, The MDM Group Russell Allen Erxleben |
Austin, TX | Investment funds & advisory | $2M |
| Dec 29, 2012 | Jack Brown | Soddy-Daisy, TN | Investment funds & advisory | $10M |
| Dec 20, 2012 | Commercial Mortgage and Finance Co. Anthony F. D'Agostino |
Rockford, IL | Real estate | $20M |
| Dec 19, 2012 | Baytree Investors, Capsule Partners Douglas Dean Hollingsworth (aka Doug Hollingsworth) |
Santa Rosa, CA | Trading, forex & commodities | $7M |
| Dec 6, 2012 | Ray Thomas Brown | Phoenix, AZ | Trading, forex & commodities | $1.2M |
| Nov 27, 2012 | First Financial LLC Feisal Sharif |
Branford, CT | Trading, forex & commodities | $5.4M |
| Nov 23, 2012 | Harbor Light Asset Management LLC Michael Anthony Jenkins |
Raleigh, NC | Trading, forex & commodities | $1.8M |
| Nov 19, 2012 | MSC Holdings USA LLC, MSC Holdings Inc., MSC GA Holdings LLC Billy W. McClintock, Linda Dianne Alexander |
FL/CA | Lending & cash advance | $15M |
| Nov 18, 2012 | The Austin Group James R. Cruise Jr. |
Centerville, MA | Real estate | $1.2M |
| Nov 13, 2012 | Omega Property Group Carolyn Grant |
Raleigh, NC | Real estate | $13.6M |
| Nov 9, 2012 | Wasson Capital Advisors Ltd. Anand Sekaran |
Miami, FL | Trading, forex & commodities | $2.3M |
| Nov 9, 2012 | William Ison, Douglas Ellingson | CO | Investment funds & advisory | $2.8M |
| Nov 1, 2012 | Capital Finance, Paris Properties, Paris RE Inc. Robert Roland Langguth |
Corpus Christi, TX | Real estate | $10M |
| Oct 31, 2012 | U.S. Gold & Silver Investments Inc. Lawrence H. Heim (aka Larry Heim) |
Tigard, OR | Investment funds & advisory | $4.1M |
| Oct 30, 2012 | Technology for Telecommunication and Multimedia Inc. Syed Qaisar Madad |
Diamond Bar, CA | Trading, forex & commodities | $49M |
| Oct 22, 2012 | Odalis Freixa, Marisela Gamez | Coral Gables, FL | Lending & cash advance | $1M |
| Oct 22, 2012 | Mulholland Financial James Mulholland, Thomas Mulholland |
Midland, MI | Real estate | $18.3M |
| Oct 19, 2012 | Dresdner Financial, .44 Magnum Leveraged Financing Program Geoffrey H. Lunn, Darlene A. Bishop, Vincent G. Curry |
Sheridan, CO | Investment funds & advisory | $5.8M |
| Oct 18, 2012 | D3 Capital Management LLC Donald R. French Jr. |
Boca Raton, FL | Trading, forex & commodities | $10M |
| Oct 17, 2012 | A.L. Waters Capital LLC, Moneta Management, Port Huron Partners L.P. Arnett L. Waters |
Milton, MA | Investment funds & advisory | $839,000 |
| Oct 16, 2012 | Perfect Financial Group Vincent Thakur Singh |
Elk Grove, CA | Lending & cash advance | $20M |
| Oct 15, 2012 | Billy Frank Davis (aka Bill F. Davis) | Houston, TX | Real estate | $7.8M |
| Oct 11, 2012 | McGinn Smith & Co. Inc. Timothy M. McGinn, David L. Smith |
Albany, NY | Investment funds & advisory | $2.4M |
| Oct 1, 2012 | Susi Emu Farms M.S. Guru |
India | Agriculture & cattle | $50M |
| Sep 27, 2012 | GetMoni.com Ronald Lee Brito, Bonnie Brito, Thomas Winston Moore, John James Missitti |
Genesee Township, MI | Investment funds & advisory | $25M |
| Sep 25, 2012 | Q Wealth Management Inc, Aquinas SF LLC Eric N. Schmickle |
Cedarburg, WI | Trading, forex & commodities | $5.3M |
| Sep 24, 2012 | USA Marketing, Elite Marketing Edward Lincoln Forehand |
Dothan, AL | Investment funds & advisory | $6.2M |
| Sep 21, 2012 | Grifphon Asset Management LLC, Grifphon Holdings LLC Yusaf Jawed |
Portland, OR | Trading, forex & commodities | $37M |
| Sep 21, 2012 | Gold Country Lenders Philip Lester, Ellen Lester, Susan Laferte, Jonathan Blinder |
Grass Valley, CA | Real estate | $2.3M |
| Sep 19, 2012 | Angelo A. Alleca | Atlanta, GA | Investment funds & advisory | $17M |
| Sep 19, 2012 | ConsensusOne LLC Garrett L. Denniston |
Sandy Hook, CT | Investment funds & advisory | $1M |
| Sep 19, 2012 | Grahame Rhodes | St. Louis, MO | Trading, forex & commodities | $2.1M |
| Sep 14, 2012 | Alan Ritter | Monsey, NY | Real estate | $6M |
| Sep 13, 2012 | Winans Foundation Trust Michael Winans Jr. |
Jessup, MD | Energy & alternative assets | $8M |
| Sep 13, 2012 | Millennium Bank, United Trust of Switzerland, Sterling Bank and Trust William J. Wise |
Raleigh, NC | Investment funds & advisory | $129.5M |
| Sep 6, 2012 | Destiny's Partners Inc. James Pantazelos |
Rockford, IL | Trading, forex & commodities | $4.3M |
| Aug 31, 2012 | Beverly Joan De Ronde | Pella, IA | Lending & cash advance | $730,000 |
| Aug 27, 2012 | Paramount Limited LLC George Kastanes, Teresa Kastanes |
FL | Real estate | $10M |
| Aug 21, 2012 | Shadai Yire Ricardo Bonilla Rojas |
Arecibo, PR | Trading, forex & commodities | $7M |
| Aug 17, 2012 | ZeekRewards.com Paul Burks, Dawn Wright-Olivares |
Lexington, NC | Investment funds & advisory | $600M |
| Aug 16, 2012 | GLC Limited Jim Donnan, Gregory Crabtree |
Athens, GA | Investment funds & advisory | $80M |
| Aug 15, 2012 | Bridge Premium Finance LLC Michael J. Turnock, William P. Sullivan II |
Denver, CO | Insurance-linked | $15.7M |
| Aug 14, 2012 | Highland Residential LLC, Avanti Capital Partners LLC Ivan Wade Brown |
UT | Lending & cash advance | $27M |
| Aug 9, 2012 | Koperasi Langit Biru (KLB) Jaya Komara |
Indonesia | Investment funds & advisory | $632M |
| Aug 1, 2012 | Louis J. Soteriou, Malcolm "Mac" Parker | Middlebury, CT | Energy & alternative assets | $28M |
| Jul 26, 2012 | Gold & Silver LLC Archie Larue Evans |
Conway, SC | Investment funds & advisory | $2.5M |
| Jul 24, 2012 | 21st Century Financial Linda Ann Kennedy |
Paso Robles, CA | Real estate | $1M |
| Jul 24, 2012 | Cranney Capital I LLC, Cranney Capital III Inc., Cranney Industries John W. Cranney |
Belmont, MA | Investment funds & advisory | $10.4M |
| Jul 12, 2012 | Celia Gallardo | North Hills, CA | Real estate | $1M |
| Jul 9, 2012 | Richard Franklin Reynolds (aka Richard Adkins) | Bozeman, MT | Trading, forex & commodities | $5.3M |
| Jul 2, 2012 | PFG LLC, PFGBI LLC Aubrey Lee Price |
Valdosta, GA | Real estate | $40M |
| Jul 2, 2012 | Cadeau Express Ramon DeSage |
Las Vegas, NV | Investment funds & advisory | $75M |
| Jun 29, 2012 | Jill Marie Silvey | San Jose, CA | Real estate | $1.2M |
| Jun 28, 2012 | Mark Feathers | Los Altos, CA | Real estate | $42M |
| Jun 28, 2012 | Sellars Financial Inc. Robert Sellars, Penny Sellars |
Calgary, Canada | Not specified | $35M |
| Jun 21, 2012 | White Elephant Trading Company LLC Gurudeo "Buddy" Persaud |
Orlando, FL | Real estate | $1M |
| Jun 18, 2012 | Krittibas Ray | Albany, CA | Trading, forex & commodities | $3.3M |
| Jun 14, 2012 | Gibraltar Partners Anthony John Johnson |
Katonah, NY | Investment funds & advisory | $12M |
| Jun 8, 2012 | Omega Investment Group Edwin Salazar, Michael Zuniga |
Downey, CA | Real estate | $1.3M |
| Jun 7, 2012 | Atlantic Bullion & Coin Ronnie Gene Wilson |
Easley, SC | Investment funds & advisory | $90.1M |
| Jun 6, 2012 | Brian Ray Dinning | Toronto, Canada | Real estate | $2.9M |
| Jun 6, 2012 | Baccala Realty Inc. Aldo Joseph Baccala |
Petaluma, CA | Real estate | $20M |
| Jun 6, 2012 | Gold Coast Futures & Forex Christopher Varlesi |
Chicago, IL | Trading, forex & commodities | $1.4M |
| May 31, 2012 | John Francis Holtsinger | Ottumwa, IA | Investment funds & advisory | $493,000 |
| May 31, 2012 | James B. Catledge, Derek F.C. Elliott | CA | Investment funds & advisory | $163M |
| May 25, 2012 | Absolute Jason J. Konior |
New York, NY | Trading, forex & commodities | $1.5M |
| May 25, 2012 | Stanley J. Shew-A-Tjon | Davie, FL | Investment funds & advisory | $16M |
| May 24, 2012 | GLR Growth Fund, GLR Capital Management John A. Geringer, Keith Rode, Chris Luck |
Scotts Valley, CA | Trading, forex & commodities | $60M |
| May 24, 2012 | Bradley Scott Schiller | Chicago, IL | Trading, forex & commodities | $7.8M |
| May 22, 2012 | Connolly Properties Inc. David M. Connolly |
Watchung, NJ | Real estate | $50M |
| May 18, 2012 | iStorm Solutions Jeffrey Curtis Folkert |
Holland, MI | Investment funds & advisory | $1.5M |
| May 14, 2012 | Van Zandt Agency Robert H. Van Zandt |
Bronx, NY | Real estate | $4.6M |
| May 7, 2012 | PhoneCard USA Istvan Merchenthaler (aka Steve Merchenthaler) |
Downingtown, PA | Investment funds & advisory | $2M |
| May 2, 2012 | Bentley Equities Eric A. Richardson, Christopher D. Hales |
Cedar Hills, UT | Trading, forex & commodities | $2.3M |
| May 1, 2012 | Falcon Energy Kelly Gordon Rogers |
Frisco, TX | Energy & alternative assets | $2.8M |
| Apr 25, 2012 | Danny Wise (aka Dan Wise) | Scottsdale, AZ | Real estate | $66M |
| Apr 13, 2012 | Neman Financial L.P. Shervin Neman |
Los Angeles, CA | Trading, forex & commodities | $7.5M |
| Apr 12, 2012 | Michael Gonzalez Investments Michael Anthony Gonzalez |
Pasadena, CA | Investment funds & advisory | $1M |
| Apr 12, 2012 | Demuzio Capital Management Brad Lee Demuzio |
Chubbuck, ID | Trading, forex & commodities | $1.8M |
| Apr 12, 2012 | City Capital Corporation Ephren W. Taylor II, Wendy Connor |
NC | Investment funds & advisory | $11M |
| Apr 11, 2012 | Capital Investors Inc. Timothy Melvin Murphy |
Orange, CA | Not specified | $2.7M |
| Apr 9, 2012 | George Elia | Wilton Manors, FL | Trading, forex & commodities | $11M |
| Apr 4, 2012 | Brett A. Amendola | Ashburn, VA | Investment funds & advisory | $3.8M |
| Mar 30, 2012 | Anthony J. Lupas Jr. | Wilkes-Barre, PA | Energy & alternative assets | $5M |
| Mar 28, 2012 | TransCap Corporation, Strata-Trade Corporation Dale Joseph Edgar St. Jean, Gregory Dennis Tindall |
Calgary, Canada | Lending & cash advance | $52M |
| Mar 27, 2012 | Friend's Investment Group Julius C. Blackwelder |
Stratford, CT | Trading, forex & commodities | $400,000 |
| Mar 27, 2012 | Brian Keith Miller | Maryville, TN | Investment funds & advisory | $1M |
| Mar 24, 2012 | The George Group Tate George |
Newark, NJ | Real estate | $2M |
| Mar 16, 2012 | API Worldwide Holdings LLC Jeffrey L. Ripley, Danny Lee VanLiere |
Sparta, MI | Investment funds & advisory | $9M |
| Mar 14, 2012 | Robert J. Cassandro | NY | Real estate | $4.6M |
| Mar 12, 2012 | Kenneth Alfred Scudder | The Woodlands, TX | Real estate | $11M |
| Mar 8, 2012 | Advisors Capital Holdings Inc. Richard Saunders |
St. Louis, MO | Insurance-linked | $6M |
| Mar 6, 2012 | MDN Financial Group Inc. Juan Carlos Rodriguez |
Miami, FL | Investment funds & advisory | $5M |
| Feb 23, 2012 | Virtual Vision Inc Jeffrey J. Kinseth |
Cedar Rapids, IA | Trading, forex & commodities | $975,360 |
| Feb 21, 2012 | Verde Retirement LLC, Verde FX Nevada LLC, Covenant Capital Partners Steven L. Hamilton |
Las Vegas, NV | Real estate | $1.6M |
| Feb 17, 2012 | Mitchell Brian Huffman | Charlotte, NC | Trading, forex & commodities | $3.2M |
| Feb 15, 2012 | Edward Shannon Polen | Greenbrier, TN | Agriculture & cattle | $16M |
| Feb 9, 2012 | Farr and Associates, Farr Financial Group Bonnie Lynn Recinos (aka Bonnie Farr), Obdulia Julie Leon (aka Julie Ochoa) |
Mesa, AZ | Real estate | $1.5M |
| Feb 8, 2012 | ITLDU, ICM, International Forex Management LLC, IFM LLC Christopher B. Cornett, Heidi Beryl Beyer |
Buda, TX | Trading, forex & commodities | $14M |
| Feb 6, 2012 | Ahmed Alabadi | Dearborn, MI | Investment funds & advisory | $2M |
| Feb 4, 2012 | Red Earth Resources Inc., Alpine Petroleum LLC Jimmy E. Morrisett |
Burnet, TX | Energy & alternative assets | $7M |
| Feb 1, 2012 | Safety Solutions USA LLC Ronald W. Shepard |
Lee's Summit, MO | Real estate | $3.2M |
| Feb 1, 2012 | Janitorial Close-Out City Corp. Laurie Schneider |
Oceanside, NY | Investment funds & advisory | $4M |
| 2012 | PDP Capital Investments Paul Pomfret |
Palm Beach, FL | Trading, forex & commodities | $500,000 |
| Dec 23, 2011 | Allen Leroy Kayser | Tucson, AZ | Investment funds & advisory | $1M |
| Dec 17, 2011 | Military Air Parts International, C130Spares Victor Brown, Roger Green |
Fort Lauderdale, FL | Investment funds & advisory | $6M |
| Dec 15, 2011 | Management Solutions Inc, Thunder Bay Mortgage Company Wendell A. Jacobson, Allen R. Jacobson |
Fountain Green, UT | Real estate | $220M |
| Dec 14, 2011 | George Sepero, Carmelo Provenzano | Glen Rock, NJ | Trading, forex & commodities | $4M |
| Dec 13, 2011 | Brian Marsack | Chesterfield Township, MI | Investment funds & advisory | $1M |
| Nov 23, 2011 | Henry Roche | MA | Investment funds & advisory | $1.3M |
| Nov 9, 2011 | GID Group Inc Roger Wagner, Rodney Wagner |
Grand Prairie, TX | Trading, forex & commodities | $5.5M |
| Nov 9, 2011 | Arrowhead Capital Management LLC James N. Fry, Michelle W. Palm |
Long Lake, MN | Trading, forex & commodities | $600M |
| Nov 7, 2011 | Michael W. Kwasnik, William M. Kwasnik | North Miami Beach, FL | Legal & litigation funding | $13M |
| Oct 10, 2011 | Frederick H.K. Baker, Mark W. Akins | Logan, UT | Trading, forex & commodities | $1.7M |
| Oct 6, 2011 | PermaPave Companies, Interlink-US-Network Ltd Eric Aronson, Vincent Buonauro Jr., Robert Kondratick, Fredric Aaron |
Syosset, NY | Investment funds & advisory | $26M |
| Oct 4, 2011 | Joseph Angelo Sivigliano, Dwight Pimson, Venus Marie Pimson | Oklahoma City, OK | Real estate | $3.8M |
| Sep 22, 2011 | Little Loan Shoppe Doris E. Nelson |
Colbert, WA | Lending & cash advance | $135M |
| Sep 14, 2011 | Diversified Management Consultants Michael Bolden, Christopher Jackson, Victor Alvarado, Nicholo Arceo, Erica Arceo |
Sacramento, CA | Real estate | $26M |
| Sep 13, 2011 | Backstreet Associates Inc. Arthur Strasnick |
Ormond Beach, FL | Investment funds & advisory | $1.9M |
| Aug 29, 2011 | The Preservation of Principal Fund James Davis Risher (aka Jay Risher) |
Sanibel, FL | Trading, forex & commodities | $21M |
| Aug 17, 2011 | Jason Severs | Terre Haute, IN | Investment funds & advisory | $3M |
| Aug 11, 2011 | Gregory Viola | Orange, CT | Investment funds & advisory | $6M |
| Aug 11, 2011 | Evolution Capital Advisors, Evolution Investment Group I Damian Omar Valdez |
TX | Investment funds & advisory | $10M |
| Aug 3, 2011 | PA Alliance Trust Kevin Harold Lewis |
Little Rock, AR | Investment funds & advisory | $47M |
| Aug 2, 2011 | J. David Salinas, Brian A. Bjork | Houston, TX | Investment funds & advisory | $52M |
| Jul 15, 2011 | First Capital Savings & Loan Ltd. Jeffery A. Lowrance |
IL | Trading, forex & commodities | $21M |
| Jul 13, 2011 | Robert S. Moss | Charlotte, NC | Trading, forex & commodities | $3M |
| Jul 10, 2011 | Dunhill Investment Advisers, CityFund Advisory Jerry Smith, Jasen Snelling |
Brookville, IN | Trading, forex & commodities | $4.5M |
| Jul 8, 2011 | Robert G. Tunnell Jr. | San Francisco, CA | Trading, forex & commodities | $10M |
| Jul 7, 2011 | NDG Investment Group LLC Jose L. Nino de Guzman Jr. |
Seattle, WA | Real estate | $20M |
| Jul 6, 2011 | Hawthorne Capital Corporation, Hawthorne Abstract, Rapid Abstract Frederick Tropeano |
Holmdel, NJ | Real estate | $7.5M |
| Jul 5, 2011 | Le Sin Charles M. Vaughn |
Atlanta, GA | Investment funds & advisory | $10M |
| Jun 30, 2011 | Flint-McClung Capital LLC Shawon McClung |
Denver, CO | Trading, forex & commodities | $1.9M |
| Jun 30, 2011 | Paradigm Acceptance LLC Wayne Reed Ogden, Terry Ogden |
Koosharem, UT | Real estate | $29M |
| Jun 29, 2011 | A&O Companies David L. Olson, Edward A. Allen |
Lakeland, FL | Real estate | $14M |
| Jun 28, 2011 | Jamie Campany | FL | Energy & alternative assets | $25M |
| Jun 28, 2011 | Fidel Bermudez | CA | Not specified | $1.8M |
| Jun 27, 2011 | R&K Angus Ranch Kevin Ray Asbury |
MO | Agriculture & cattle | $8M |
| Jun 24, 2011 | Invers Forex LLC Juvenal Eduardo Machado |
Miami, FL | Trading, forex & commodities | $786,000 |
| Jun 23, 2011 | AV Bar Reg Inc., Millers A Game LLC Christopher Blackwell |
Colleyville, TX | Trading, forex & commodities | $4M |
| Jun 15, 2011 | Progressive Investment Funds LLC Victor Eugene Cilli |
Hackensack, NJ | Trading, forex & commodities | $2M |
| Jun 8, 2011 | CMG Property Investment Group LLC Anthony F. Cutaia |
Boynton Beach, FL | Real estate | $1.6M |
| Jun 3, 2011 | Spero X. Vourliotis, Carey Michael Billingsley | Birmingham, AL | Trading, forex & commodities | $1M |
| Jun 3, 2011 | PJI Distribution Corporation Ira J. Pressman |
Bala Cynwyd, PA | Investment funds & advisory | $6M |
| Jun 2, 2011 | Elite Management Holdings Corp., MJM Enterprises LLC Michael Kratville, Jonathan Arrington, Michael Welke |
Omaha, NE | Trading, forex & commodities | $4M |
| Jun 1, 2011 | Starfire Technologies Steven Bartko |
Vista, CA | Investment funds & advisory | $10M |
| Jun 1, 2011 | John S. Dudley | Sandy, UT | Trading, forex & commodities | $12M |
| May 27, 2011 | Cash Rewards Inc David Maloy |
Coppell, TX | Investment funds & advisory | $7M |
| May 18, 2011 | Financial Services Moskop and Associates Inc. Edward Lynn Moskop |
Belleville, IL | Investment funds & advisory | $2.4M |
| May 17, 2011 | CRM Investors Corporation Roger Lee Clark |
Wyoming, MI | Trading, forex & commodities | $9.3M |
| May 10, 2011 | Michael Franks LLC Michael Morawski, Frank Constant |
Sleepy Hollow, IL | Real estate | $16M |
| May 10, 2011 | Steven Bingaman | Bedford, NY | Investment funds & advisory | $1.2M |
| May 4, 2011 | Martin T. Sigillito, James Scott Brown, Derek J. Smith | Webster Groves, MO | Real estate | $52.5M |
| Apr 29, 2011 | China Voice Holding Corp David Ronald Allen, Alex Dowlatshahi, Christopher Mills, William F. Burbank IV, Gerald Patera, Ilya Drapkin, Robert Wilson |
TX | Lending & cash advance | $8.6M |
| Apr 28, 2011 | MMJ's Warehouse, VLM Enterprise Marguerite Martial Jean |
FL | Investment funds & advisory | $3.4M |
| Apr 22, 2011 | Contour Escrow Services Inc Royce Newcomb |
Granite Bay, CA | Real estate | $2.9M |
| Apr 22, 2011 | Millenium Capital Group Inc Garry Bradford |
Sacramento, CA | Real estate | $2.2M |
| Apr 21, 2011 | Joseph Mazella | Staten Island, NY | Real estate | $12M |
| Apr 18, 2011 | H.R. Financial Services, H.R. Sales and Marketing Robert Hague-Rogers |
Frisco, TX | Lending & cash advance | $9.3M |
| Apr 15, 2011 | Nicholas D. Skaltsounis, John B. Guyette, John R. Graves | Richmond, VA | Investment funds & advisory | $7.7M |
| Apr 8, 2011 | Thomas L. Mitchell | Topanga, CA | Real estate | $15M |
| Apr 8, 2011 | Michael Crook, Roderick James Rieman | Los Angeles, CA | Investment funds & advisory | $5M |
| Apr 6, 2011 | New Century Investment Management LLC Ward Onsa |
Marco Island, FL | Trading, forex & commodities | $2.2M |
| Apr 6, 2011 | Stephen J. Klos | Mercer Island, WA | Investment funds & advisory | $3.5M |
| Apr 5, 2011 | Buyersnet Real Estate Corporation Ibis Febles, Giancarlo Giuseppe |
Long Island City, NY | Real estate | $1.4M |
| Mar 30, 2011 | James Clements, Zeina Smidi | FL | Trading, forex & commodities | $30M |
| Mar 28, 2011 | Impact Cash LLC, Impact Payment Systems LLC John Scott Clark |
Hyde Park, UT | Lending & cash advance | $47M |
| Mar 23, 2011 | Mike Watson Capital LLC, Mike Watson Investments LLC Michael P. Watson, Joshua F. Escobedo |
Mapleton, UT | Real estate | $27.5M |
| Mar 17, 2011 | Queen Shoals Consultants LLC Gary D. Martin |
St. Augustine, FL | Trading, forex & commodities | $1.4M |
| Mar 16, 2011 | Timothy S. Durham, James F. Cochran, Rick D. Snow | Indianapolis, IN | Investment funds & advisory | $230M |
| Mar 7, 2011 | IV Capital Ltd Larry Michael Parrish |
Walkersville, MD | Trading, forex & commodities | $9.2M |
| Mar 3, 2011 | Coral Mortgage Bankers Corporation, Woodbury Financial Services Inc Joshua Gould, David Rubin |
University City, MO | Real estate | $5M |
| Feb 25, 2011 | C.O. Capital Growth Inc. Peter Sbaraglia |
Canada | Lending & cash advance | $40M |
| Feb 25, 2011 | Panoptic Studios Inc, Panoptic Corporation Paul Joseph Cirigliano (aka Paul Cirano) |
Wauconda, IL | Investment funds & advisory | $1.8M |
| Feb 25, 2011 | Vaughan Company Realtors Douglas F. Vaughan |
Albuquerque, NM | Real estate | $76M |
| Feb 18, 2011 | Nona Oma Investments, Money Source's Alaska Samantha Dorothy Delay-Wilson |
Anchorage, AK | Lending & cash advance | $7M |
| Feb 18, 2011 | Secure Capital Funding Corporation, PP&M Trade Partners Bertram Augustus Hill, Kiavanni Pringle |
Morganville, NJ | Investment funds & advisory | $3.6M |
| Feb 17, 2011 | Larry Benny Groover, Joanne Groover | Gunter, TX | Trading, forex & commodities | $1.4M |
| Feb 16, 2011 | Triton Financial LLC Kurt Branham Barton |
Austin, TX | Investment funds & advisory | $41M |
| Feb 15, 2011 | A&M Investments Monroe L. Beachy |
Sugarcreek, OH | Investment funds & advisory | $33M |
| Feb 15, 2011 | Liquid Capital Management LLC Brian Kim |
New York, NY | Trading, forex & commodities | $2.1M |
| Feb 10, 2011 | Financial Update Inc Algird M. Norkus |
Sugar Grove, IL | Investment funds & advisory | $9M |
| Feb 7, 2011 | Shaine Joseph LaVoie | Dana Point, CA | Investment funds & advisory | $800,000 |
| Feb 1, 2011 | James W. Bailey Jr. | Asheville, NC | Real estate | $13M |
| Jan 24, 2011 | The Private Trading Pool (PTP) Anthony Eugene Linton |
Tucson, AZ | Trading, forex & commodities | $800,000 |
| Jan 19, 2011 | Calypso Financial LLC Emilee Peterson Buckley |
Salt Lake City, UT | Real estate | $11.3M |
| Jan 14, 2011 | Francisco Illarramendi | Stamford, CT | Trading, forex & commodities | $53M |
| Jan 13, 2011 | Black Diamond Keith F. Simmons, Deanna Salazar, Bryan Coats, Jonathan Davey |
West Jefferson, NC | Trading, forex & commodities | $35M |
| Jan 7, 2011 | MuniVest Financial Group, MuniVest Services LLC Dante DeMiro |
Milford, MI | Investment funds & advisory | $7M |
| Jan 7, 2011 | Raymond P. Morris, James L. Haley, Jay J. Linford, Luc D. Nguyen | Draper, UT | Investment funds & advisory | $60M |
| Jan 5, 2011 | National Life Settlements LLC Howard G. Judah, Gregory F. Jablonski |
Houston, TX | Insurance-linked | $30M |
| 2011 | Villa Capital Inc. Thomas Franklin Tarbutton |
Newport Beach, CA | Real estate | $3.2M |
| Dec 27, 2010 | Coadum Capital Thomas Repke, James Jeffery |
Salt Lake City, UT | Trading, forex & commodities | $30M |
| Dec 21, 2010 | Robert L. Buckhannon, Terry D. Rawstern, Dale E. St. Jean, Gregory D. Tindall, Richard D. Mittasch, Christopher T. Paganes, Glenn M. Barikmo | Bradenton, FL | Trading, forex & commodities | $34M |
| Dec 21, 2010 | Carr Miller Capital LLC, Capital Markets Advisory LLC Everett Charles Ford Miller, Ryan Jude Carr, Brian Patrick Carr |
Marlton, NJ | Investment funds & advisory | $40M |
| Dec 17, 2010 | Albert E. Gilner, Randi A. Bochinski | New Smyrna Beach, FL | Investment funds & advisory | $5.2M |
| Dec 15, 2010 | American Bullion Exchange ABEX Corp, American Bullion Exchange LLC Ryan A. Nassbridges |
Laguna Niguel, CA | Energy & alternative assets | $5.5M |
| Dec 15, 2010 | First Americans Insurance Service Stella Levea, James Masat, Kenneth Mottin |
Grand Island, NE | Insurance-linked | $100M |
| Dec 10, 2010 | Kent R.E. Whitney | Chicago, IL | Trading, forex & commodities | $600,000 |
| Dec 7, 2010 | Salih Acarbulut | Chattanooga, TN | Trading, forex & commodities | $12M |
| Dec 6, 2010 | AdSurf Daily Thomas A. Bowdoin Jr. |
Quincy, FL | Investment funds & advisory | $110M |
| Nov 23, 2010 | Universal Consulting Resources LLC Richard Dalton |
CO | Trading, forex & commodities | $17M |
| Nov 23, 2010 | Lydia Cladek Inc Lydia I. Cladek |
St. Augustine, FL | Investment funds & advisory | $113.2M |
| Nov 17, 2010 | InvestForClosures Financial LLC, InvestForClosures Ventures LLC Francis X. Sanchez, James D. Bourassa |
Woodstock, IL | Real estate | $7M |
| Nov 15, 2010 | Genesis Innovations Christopher Jackson |
Elk Grove, CA | Real estate | $11M |
| Nov 10, 2010 | Zada Enterprises LLC Joseph Paul Zada |
Wellington, FL | Energy & alternative assets | $20M |
| Nov 4, 2010 | David R. Lewalski | Gainesville, FL | Trading, forex & commodities | $30M |
| Oct 26, 2010 | Sunburst Associates Inc Louis J. Borstelmann |
Thousand Oaks, CA | Real estate | $18M |
| Oct 21, 2010 | Meridian Group Frederick Darren Berg |
Mercer Island, WA | Real estate | $100M |
| Oct 15, 2010 | JJF Management Company Inc Jason Keith Fifield |
Temecula, CA | Investment funds & advisory | $5.9M |
| Oct 7, 2010 | Kevin Harris, Keelan Harris, Karen Starr, Patrick Cole | Warren, OH | Trading, forex & commodities | $15M |
| Oct 7, 2010 | APS Funding Inc, GCF LLC, Greenlight Fund Barbra Alexander, Beth Pina, Michael Swanson |
Monterey, CA | Real estate | $7M |
| Oct 7, 2010 | Rosand Enterprises Inc Robert R. Anderson |
Mt. Prospect, IL | Investment funds & advisory | $12M |
| Oct 1, 2010 | Delta Interest Inc Richard W. McFarland Jr. |
Marshall, TX | Energy & alternative assets | $30M |
| Sep 30, 2010 | Integra Capital Management LLC Nicholas T. Cox, Rodney W. Whitney |
Denton, NC | Trading, forex & commodities | $3M |
| Sep 30, 2010 | Creative Financial Funding, American National Mortgage Partners Lawrence William Dunning |
Highland Beach, FL | Real estate | $22M |
| Sep 17, 2010 | Maher Talal Muhawieh | San Francisco, CA | Real estate | $25M |
| Sep 15, 2010 | James Edward Whitley | Greensboro, NC | Lending & cash advance | $9M |
| Sep 2, 2010 | Sandra Venetis | Branchburg, NJ | Lending & cash advance | $11M |
| Sep 2, 2010 | Allied Health Care Services Inc Charles K. Schwartz |
Sparta, NJ | Lending & cash advance | $87M |
| Aug 30, 2010 | Weston Rutledge Financial Services Inc Geoffrey A. Gish, Myra J. Ettenborough |
Marietta, GA | Trading, forex & commodities | $29M |
| Aug 25, 2010 | Alliance Group Entertainment Mahmoud Karkehabadi (aka Mike Karkeh) |
Laguna Niguel, CA | Lending & cash advance | $11M |
| Aug 18, 2010 | David A. Smith | FL | Trading, forex & commodities | $220M |
| Aug 17, 2010 | LEAP Fund, Dawson Trading LLC Joseph A. Dawson |
Fox Lake, IL | Trading, forex & commodities | $3.7M |
| Aug 16, 2010 | Unlimited Cash Inc, Douglas Networks Enterprises Nancy Carol Khalial, Wayne D. Flesher, Alan G. Flesher |
Oxnard, CA | Lending & cash advance | $26M |
| Aug 12, 2010 | Siforov Inc Eliyahu Weinstein (aka Eli Weinstein), Vladimir Siforov |
Lakewood, NJ | Real estate | $200M |
| Aug 6, 2010 | CJ's Financial Candice D. Campbell |
Canton, MI | Trading, forex & commodities | $1.1M |
| Aug 6, 2010 | Innovative Advisory Services Inc Richard H. Nickles |
Irvine, CA | Investment funds & advisory | $10M |
| Jul 20, 2010 | ASM Financial Funding Corporation Andrew S. Mackey, Inger L. Jensen |
Cedarhurst, NY | Investment funds & advisory | $12.3M |
| Jul 2, 2010 | Waterford Loan Fund LLC, Waterford Funding LLC Travis L. Wright |
Salt Lake City, UT | Real estate | $145M |
| Jun 29, 2010 | Life's Good Inc, Keystone State Capital Corporation Robert Stinson Jr. |
Berwyn, PA | Real estate | $16M |
| Jun 28, 2010 | Daniel Spitzer | St. Thomas, U.S.V.I. | Investment funds & advisory | $105M |
| Jun 25, 2010 | Joseph A. Nelson, Anthony C. Zufelt, David M. Decker Jr., Cache D. Decker | UT | Investment funds & advisory | $15.6M |
| Jun 22, 2010 | Trade-LLC, BD LLC, TWTT-LLC, CMJ Capital LLC Philip W. Milton, William Center |
Palm Beach Gardens, FL | Trading, forex & commodities | $28M |
| Jun 17, 2010 | Wealth Resources Inc., Wealth Resources LLC Martin T. Wegener |
Grand Rapids, MI | Investment funds & advisory | $6.5M |
| Jun 17, 2010 | Highlands Capital Partners L.P. Glenn K. Jackson |
Tiburon, CA | Trading, forex & commodities | $8.6M |
| Jun 17, 2010 | Matthew Jennings | CA | Investment funds & advisory | $53M |
| Jun 16, 2010 | Antoinette Hodgson (aka Dina Hodgson) | Montclair, NJ | Real estate | $45M |
| Jun 11, 2010 | Chimay Capital Management Inc Guy Albert de Chimay |
New York, NY | Lending & cash advance | $7M |
| Jun 10, 2010 | Milowe Allen Brost, Gary Allen Sorenson, Larry Lee Adair, Ward K. Capstick, Bradley Dean Regier, Martin M. Werner | Calgary, Canada | Investment funds & advisory | $300M |
| Jun 3, 2010 | A.D. Vallett & Co. LLC Aaron Donald Vallett |
Brentwood, TN | Real estate | $5.5M |
| Jun 2, 2010 | Lucky Star Diamonds Inc, Luis Felipe Jewelry Design Corp Luis Felipe Perez |
Miami, FL | Lending & cash advance | $40M |
| May 28, 2010 | The Dreamweaver Foundation, Hart Financial Inc. Richard Novaria, Jeremy Hart |
Fort Collins, CO | Not specified | $3.4M |
| May 27, 2010 | Starr & Co LLC, Starr Investment Advisors LLC, Wind River LLC Kenneth Ira Starr, Andrew Stein |
New York, NY | Investment funds & advisory | $30M |
| May 26, 2010 | Durante Realty Charlotte Durante |
Delray Beach, FL | Not specified | $1.8M |
| May 25, 2010 | Christopher W. Bass | Albany, NY | Investment funds & advisory | $5.9M |
| May 17, 2010 | DJ Harriett Inc David J. Harriett |
Warren, OH | Investment funds & advisory | $7M |
| May 5, 2010 | Security Income Planners Jay M. Hoffman |
East Meadow, NY | Investment funds & advisory | $2M |
| May 4, 2010 | Prime Rate and Return LLC (dba American Integrity Financial Co.) Matthew John Ryan |
Troy, NY | Investment funds & advisory | $6.5M |
| May 3, 2010 | Daniel O. Cohen, Richard Alan Cohen, Joshua Hoffman | Calabasas, CA | Energy & alternative assets | $39M |
| Apr 29, 2010 | Mueller Capital Management Sean Michael Mueller |
Greenwood Village, CO | Trading, forex & commodities | $71M |
| Apr 27, 2010 | James U. Dodge | Springfield, IL | Lending & cash advance | $5.1M |
| Apr 21, 2010 | Capitol Investments USA Inc Nevin K. Shapiro |
Miami Beach, FL | Investment funds & advisory | $900M |
| Apr 9, 2010 | Financial Resources Mortgage Inc, C L and M Inc Scott D. Farah, Donald E. Dodge |
Meredith, NH | Real estate | $33M |
| Apr 9, 2010 | Richard C. Shade Jr. | Perrysburg, OH | Investment funds & advisory | $6.3M |
| Apr 1, 2010 | Victoria Scardigno | Weehawken, NJ | Investment funds & advisory | $1M |
| Mar 26, 2010 | Pure Class Inc Michael Greenberg |
Largo, FL | Investment funds & advisory | $53M |
| Mar 26, 2010 | Investor Planning Services Richard Taft Johnson |
Bloomfield Hills, MI | Investment funds & advisory | $13.2M |
| Mar 19, 2010 | Matthew H. Anselmo | Bellevue, NE | Investment funds & advisory | $4M |
| Mar 16, 2010 | Cyber Market Group LLC Patrick H. Rakotonanahary |
FL | Trading, forex & commodities | $10.3M |
| Mar 10, 2010 | USA Retirement Management Services John T. Burns III, Robert C. Pribilski, Mahmut Erhan Durmaz (aka Francois E. Durmaz) |
Naperville, IL | Investment funds & advisory | $28M |
| Mar 8, 2010 | Strategic Capital Management James Terry Brinley |
Millington, TN | Trading, forex & commodities | $3.5M |
| Mar 4, 2010 | Prosper Oil and Gas Inc (aka Prosper Energy Inc) Alan Todd May |
Dallas, TX | Energy & alternative assets | $6M |
| Mar 3, 2010 | Royal West Properties Inc Gaston E. Cantens, Teresita Cantens |
Miami, FL | Real estate | $135M |
| Feb 17, 2010 | Jon Weldon James | Long Beach, CA | Real estate | $33M |
| Feb 13, 2010 | Henri Zogaib | Daytona Beach, FL | Investment funds & advisory | $5.1M |
| Feb 11, 2010 | Murray & Young, U.S. Financial Services William R. Murray |
Sacramento, CA | Investment funds & advisory | $13.4M |
| Feb 5, 2010 | Cap Exchange, Cap X Peter Jerald Frommer |
Carpinteria, CA | Real estate | $12M |
| Feb 3, 2010 | SF Capital Miguel Salazar, Carlos Flores |
West Covina, CA | Investment funds & advisory | $1.3M |
| Feb 1, 2010 | Razel Canedo (aka Razel Torres, Razel Agravante) | NY | Investment funds & advisory | $1M |
| Jan 25, 2010 | Sundown Entertainment Inc Daniel J. Parrilli, Christopher R. Andersen |
Carol Stream, IL | Real estate | $4M |
| Jan 14, 2010 | KMS Financial Services Inc Arthur L. Heffelfinger |
East Helena, MT | Real estate | $2M |
| Jan 11, 2010 | NewPoint Financial Services Inc. John Farahi, Gissou Rastegar Farahi, Elaheh Amouei |
Beverly Hills, CA | Investment funds & advisory | $20M |
| Jan 11, 2010 | Transpacific Intertrade Inc Tarakeswar "Tarak" Chaudhary |
Tustin, CA | Investment funds & advisory | $10M |
| Jan 8, 2010 | Results One Financial LLC Steven W. Salutric |
Carol Stream, IL | Investment funds & advisory | $2M |
| Jan 7, 2010 | Miko Dion Wady | Chandler, AZ | Lending & cash advance | $50M |
| Jan 6, 2010 | Vesta Strategies John D. Terzakis, Estupinian |
Hinsdale, IL | Investment funds & advisory | $25M |
| Jan 5, 2010 | Richard Elkinson | Framingham, MA | Investment funds & advisory | $29M |
| Jan 4, 2010 | Oren Eugene Sullivan | Rock Hill, SC | Investment funds & advisory | $2.5M |
| Dec 23, 2009 | Platinum Business Industries Eric Riley Merkle, Jay Vernon Merkle |
Williamston, MI | Energy & alternative assets | $50M |
| Dec 22, 2009 | Resort Holdings International Robert Valeri Sr., Robert Antonio Valeri Jr., Jeffrey Ron Mitchell, Michael Kelly |
South Lyon, MI | Investment funds & advisory | $350M |
| Dec 17, 2009 | Zaveri Oil & Gas Ltd Ashvin J. Zaveri |
Honeoye Falls, NY | Energy & alternative assets | $35M |
| Dec 17, 2009 | Robert M. Donald | NY | Investment funds & advisory | $7M |
| Dec 16, 2009 | Raymond Frank Joseph | Bloomfield Hills, MI | Lending & cash advance | $5M |
| Dec 16, 2009 | Bridon Entertainment Dean P. Gross, Gregory W. Laser |
Agoura Hills, CA | Investment funds & advisory | $18M |
| Dec 16, 2009 | Valley Investments (formerly Valley Mortgage) Philip R. Lochmiller, Philip R. Lochmiller II, Shawnee N. Carver |
Grand Junction, CO | Real estate | $31M |
| Dec 14, 2009 | Eliott Jay Dresher | Chatsworth, CA | Investment funds & advisory | $10M |
| Dec 10, 2009 | Mathon Management, Mathon Fund Guy Andrew Williams, Brent F. Williams, Duane Hamblin Slade, Douglas Edward Towler, Russell Laurence Sewell, Aubrey Williams |
Mesa, AZ | Lending & cash advance | $100M |
| Dec 8, 2009 | Rockford Funding Group LLC Genadi Yagodayev |
New York, NY | Legal & litigation funding | $11M |
| Dec 3, 2009 | Mark J. Jackson | Denver, CO | Trading, forex & commodities | $41M |
| Dec 2, 2009 | Canopy Financial Inc Jeremy J. Blackburn, Anthony T. Banas |
Chicago, IL | Investment funds & advisory | $75M |
| Dec 1, 2009 | Rothstein Rosenfeldt and Adler P.A. Scott Rothstein |
Fort Lauderdale, FL | Legal & litigation funding | $1.2B |
| Nov 24, 2009 | Trevor G. Cook, Patrick J. Kiley (aka Pat Kiley), Jason Bo-Alan Beckman, Gerald Joseph Durand, Christopher Pettengill | Minneapolis, MN | Trading, forex & commodities | $190M |
| Nov 23, 2009 | Derek A. Nelson | Dallas, TX | Real estate | $25M |
| Nov 23, 2009 | Acquisitions Unlimited Group Michael S. Goldberg |
Wethersfield, CT | Investment funds & advisory | $20M |
| Nov 20, 2009 | Matthew B. Pizzolato | Tickfaw, LA | Investment funds & advisory | $19.5M |
| Nov 17, 2009 | Health Care Financial Partners Maxwell B. Smith III |
Fair Haven, NJ | Investment funds & advisory | $9M |
| Nov 16, 2009 | Mantria Corporation, Speed of Wealth LLC Wayde McKelvy, Donna McKelvy, Troy Wragg, Amanda Knorr |
Denver, CO | Investment funds & advisory | $30M |
| Nov 12, 2009 | Bean East Corporation Hanif Hassan Moledina |
Great Falls, VA | Investment funds & advisory | $16M |
| Nov 6, 2009 | Minnesota Print Services Gerard Frank Cellette Jr. |
Andover, MN | Investment funds & advisory | $53M |
| Nov 5, 2009 | Edward William Farley | Hoschton, GA | Real estate | $20M |
| Oct 30, 2009 | Irving Bookkeeping and Taxes Roberto Heckscher |
San Francisco, CA | Lending & cash advance | $20M |
| Oct 29, 2009 | Gelsco Inc Matthew Scott |
Elmhurst, IL | Investment funds & advisory | $28M |
| Oct 16, 2009 | HomePals Investment Club LLC, HomePals LLC Ronnie Eugene Bass Jr., Abner Alabre, Brian J. Taglieri |
FL | Trading, forex & commodities | $14.3M |
| Oct 15, 2009 | David F. Merrick | Apopka, FL | Trading, forex & commodities | $22M |
| Oct 7, 2009 | Randy W. Cho | Newton, MA | Investment funds & advisory | $3.7M |
| Oct 6, 2009 | Walkwood Properties Darrell Underwood, Cynthia Underwood |
Chesterfield, VA | Real estate | $18.4M |
| Oct 2, 2009 | E-M Management Co LLC, more than 150 affiliated LLCs Edward P. May |
Lake Orion, MI | Investment funds & advisory | $200M |
| Sep 29, 2009 | William A. Huber | Decatur, IL | Trading, forex & commodities | $15M |
| Sep 23, 2009 | 4 Life LLC, My Home Banc Terence Mayfield |
Phoenixville, PA | Real estate | $1M |
| Sep 21, 2009 | Netschi Vance Moore II |
McKinney, TX | Lending & cash advance | $80M |
| Sep 18, 2009 | The Money Tree, Gestalt Group Ltd Neal A. Jackson |
Kirksville, MO | Investment funds & advisory | $1.4M |
| Sep 8, 2009 | The Leverage Group Philip G. Barry |
Brooklyn, NY | Trading, forex & commodities | $40M |
| Sep 3, 2009 | Diamond Ventures LLC Beau Diamond |
Sarasota, FL | Trading, forex & commodities | $38M |
| Aug 31, 2009 | D.A. Souza Investments LLC David A. Souza |
Redding, CA | Investment funds & advisory | $1M |
| Aug 25, 2009 | Nemazee Capital Corporation Hassan Nemazee |
New York, NY | Lending & cash advance | $290M |
| Aug 14, 2009 | The Duncan Group Aaron Duncan |
St. Charles, MO | Real estate | $2.5M |
| Aug 12, 2009 | Paul Robert Karr | North Miami Beach, FL | Trading, forex & commodities | $4M |
| Aug 7, 2009 | Queen Shoals LLC, Queen Shoals II LLC, Select Fund LLC Sidney S. Hanson, Charlotte M. Hanson |
Charlotte, NC | Trading, forex & commodities | $22.5M |
| Aug 3, 2009 | Sidney M. Field, Joseph J. Lampariello | Tustin, CA | Investment funds & advisory | $77M |
| Jul 31, 2009 | Price Geld & Company Inc, Adeona Fund Steven E. Tennies |
Kooskia, ID | Trading, forex & commodities | $1.5M |
| Jul 28, 2009 | BBC Equities LLC, Bravata Financial Group Inc John J. Bravata, Richard J. Trabulsy, Antonio Bravata |
Brighton, MI | Real estate | $50M |
| Jul 23, 2009 | Forrest Properties Inc Forrest David Laidley |
Libertyville, IL | Real estate | $10M |
| Jul 22, 2009 | Frank A. Castaldi | Prospect Heights, IL | Investment funds & advisory | $77M |
| Jul 20, 2009 | Dale's Investment Club Dale Edward Lowell |
ID | Trading, forex & commodities | $2.2M |
| Jul 20, 2009 | T.J. Gieseker Farms and Trucking, T.J. Gieseker Trucking LLC Cathy M. Gieseker |
Martinsburg, MO | Agriculture & cattle | $27M |
| Jul 14, 2009 | Sand Dollar Investing Partners LLC Sean Nathan Healy |
Weston, FL | Trading, forex & commodities | $15M |
| Jul 13, 2009 | Earl Jones Consultant and Administration Corporation Bertram Earl Jones |
Montreal, Canada | Investment funds & advisory | $43.5M |
| Jul 10, 2009 | NextStep Financial Services Inc David J. Hernandez |
Downers Grove, IL | Lending & cash advance | $12M |
| Jul 7, 2009 | Provident Royalties LLC, Provident Asset Management LLC Brendan Coughlin, Henry Harrison, Paul R. Melbye, W. Mark Miller |
Dallas, TX | Energy & alternative assets | $485M |
| Jun 24, 2009 | Regan & Company, River Stream Fund Michael C. Regan |
Wayland, MA | Investment funds & advisory | $15.9M |
| Jun 17, 2009 | Horizon Property Holdings L.C. Cydney Sanchez |
Los Angeles, CA | Real estate | $6M |
| Jun 12, 2009 | Morgan European Holdings ApS, Bowman Marketing Group Inc John Morgan, Marian Morgan, Stephen E. Bowman, Thomas D. Woodcock Jr. |
Sarasota, FL | Trading, forex & commodities | $11M |
| Jun 9, 2009 | SNC Asset Management Inc, SNC Investments Inc Peter C. Son, Jin K. Chung |
Danville, CA | Trading, forex & commodities | $80M |
| Jun 5, 2009 | Financial Solutions, Gentech Fabrication Inc David Lincoln Johnson |
Loma Linda, CA | Investment funds & advisory | $23M |
| Jun 3, 2009 | Byron Keith Brown | Vienna, VA | Investment funds & advisory | $17M |
| Jun 2, 2009 | Genius Inc. Jason Trevor Brooks, Donald Scott Carew |
Erie, CO | Investment funds & advisory | $10M |
| May 29, 2009 | Ruskjer & Associates David E. Ruskjer |
Koloa, HI | Trading, forex & commodities | $16M |
| May 29, 2009 | Kingdom First Trading LLC, Kingdom First Corp Mark R. Hamlin |
Owosso, MI | Trading, forex & commodities | $2M |
| May 26, 2009 | Claud R. Koerber (aka Rick Koerber) | Alpine, UT | Real estate | $100M |
| May 22, 2009 | James Stanley Koenig, Gary T. Armitage, Jeffery A. Guidi | Redding, CA | Real estate | $200M |
| May 21, 2009 | Michael J. Riolo | Boca Raton, FL | Trading, forex & commodities | $44M |
| May 15, 2009 | Axcess Automation LLC Gordon A. Driver |
Las Vegas, NV | Trading, forex & commodities | $14.1M |
| May 14, 2009 | Ernst and Ernst Collectors Gallery Donald Dean Seybold |
Cannon Beach, OR | Investment funds & advisory | $3.2M |
| May 11, 2009 | Gemstar Capital Group Inc, Kiselak Capital Group LLC Jeffrey J. Sykes, Michael J. Kiselak |
Redlands, CA | Trading, forex & commodities | $24M |
| May 8, 2009 | Aspen Exploration Inc William Anthony Rand (aka Tony Rand), Gregory Keith Rand, Mark Albert Rand, Joel William Peterson (aka Joel William Petersen) |
Plano, TX | Energy & alternative assets | $56M |
| May 8, 2009 | Buyers Solutions Marketing LLC Dawn M. Quiroga |
Broken Arrow, OK | Lending & cash advance | $2.5M |
| Apr 29, 2009 | Bradley L. Ruderman | Beverly Hills, CA | Trading, forex & commodities | $38M |
| Apr 28, 2009 | All States ATM Inc Richard M. Hersch |
Rancho Santa Fe, CA | Lending & cash advance | $20M |
| Apr 22, 2009 | Excel Lease Fund Inc Benny L. Judah |
Lubbock, TX | Investment funds & advisory | $40M |
| Apr 21, 2009 | Jeffrey Lane Mowen | Lindon, UT | Real estate | $18M |
| Apr 20, 2009 | Acorn Capital Management LLC, Acorn II LP, Oak Grove Partners LP Donald Anthony Walker Young |
Coatesville, PA | Investment funds & advisory | $23M |
| Apr 16, 2009 | Cornerstone Financial Corporation, K & B Investments LLC Keith Kovick, Robert Congdon |
Polson, MT | Lending & cash advance | $14.3M |
| Apr 13, 2009 | Maximum Return Investments Inc Clelia A. Flores |
El Segundo, CA | Real estate | $23M |
| Apr 9, 2009 | Robert P. Copeland | Marietta, GA | Real estate | $35M |
| Apr 7, 2009 | Shawn R. Merriman | Aurora, CO | Trading, forex & commodities | $20M |
| Apr 6, 2009 | Weizhen Tang | Plano, TX | Trading, forex & commodities | $75M |
| Apr 1, 2009 | Edward T. Stein | Long Island, NY | Trading, forex & commodities | $45M |
| Mar 30, 2009 | Luminous Wealth Management, Luminous Management Antoine David Haroutunian |
Glendale, CA | Investment funds & advisory | $14M |
| Mar 27, 2009 | JAM Jr. Enterprises, Forte Financial Partners John Anthony Miller |
San Clemente, CA | Real estate | $15M |
| Mar 23, 2009 | Wendell Ray Spell | Gainesville, GA | Investment funds & advisory | $60M |
| Mar 18, 2009 | CRE Capital Inc James G. Ossie |
Atlanta, GA | Trading, forex & commodities | $25M |
| Mar 12, 2009 | Centurion Asset Management Inc, Advanced Trading Services Inc Dennis R. Bolze |
Sevierville, TN | Trading, forex & commodities | $700,000 |
| Mar 12, 2009 | Smart Assets LLC Brian Jared Smart |
Lehi, UT | Investment funds & advisory | $1.7M |
| Mar 11, 2009 | Equity Investment Management and Trading Inc Kenneth Kenitzer, Anthony Vassallo |
Folsom, CA | Trading, forex & commodities | $40M |
| Mar 9, 2009 | Serafino Holdings LLC Anthony Lucchetto Jr. |
Fanwood, NJ | Lending & cash advance | $15M |
| Mar 5, 2009 | Noble Trust Company Colin P. Lindsey, Lisa Elliott, Jerry Vito Marino |
Manchester, NH | Investment funds & advisory | $15M |
| Mar 5, 2009 | CRW Management LP, Hurricane Motor Sports LLC Ray M. White |
Mansfield, TX | Trading, forex & commodities | $10.9M |
| Mar 4, 2009 | Mac Investments Inc Jeff Teitelbaum, Maria Gonzalez, William Hoberg, Christopher Livanos |
Mesa, AZ | Lending & cash advance | $8M |
| Mar 2, 2009 | Jon Michael Harder | Salem, OR | Investment funds & advisory | $300M |
| Feb 27, 2009 | Tsunami Capital LLC Anthony A. Demasi |
Chicago, IL | Trading, forex & commodities | $4.7M |
| Feb 27, 2009 | Paragon Company, Omni Clearing Judith Zabalaoui |
Metairie, LA | Investment funds & advisory | $5M |
| Feb 27, 2009 | Park Capital Management Group, PCMG Lending Michael J. Park |
Brentwood, TN | Trading, forex & commodities | $9M |
| Feb 27, 2009 | Trigon Group Inc Daren L. Palmer |
Idaho Falls, ID | Trading, forex & commodities | $40M |
| Feb 25, 2009 | Paul Greenwood, Stephen Walsh | North Salem, NY | Trading, forex & commodities | $667M |
| Feb 25, 2009 | Westgate Capital Management LLC James M. Nicholson |
Saddle River, NJ | Trading, forex & commodities | $100M |
| Feb 24, 2009 | OSGold, OSOpps David Copeland Reed |
Columbia, SC | Trading, forex & commodities | $12.8M |
| Feb 20, 2009 | TD Financial Services, NLC Financial Services, NLC Venture Group Kalin Thanh Dao, Nghia Trong Dao, Thu Nguyet Le Dao |
Minneapolis, MN | Investment funds & advisory | $7M |
| Feb 19, 2009 | Billion Coupons Inc Marvin R. Cooper |
HI | Trading, forex & commodities | $4.4M |
| Feb 18, 2009 | William L. Walters | Lone Tree, CO | Trading, forex & commodities | $16.8M |
| Feb 17, 2009 | Robert Allen Stanford, Laura Pendergest-Holt, Gilbert Lopez, Mark Kuhrt, Leroy King, James Davis | Houston, TX | Investment funds & advisory | $7B |
| Feb 11, 2009 | Christopher Jared Warren, Garret Griffith Gililland III, Scott Edward Cavell, Lawrence Leland Loomis (aka Lee Loomis), John Hagener, Joseph Gekko, Dawn C. Powers, Peter Woodard | Sacramento, CA | Real estate | $100M |
| Feb 9, 2009 | Quest Holdings Inc Craig T. Jolly |
Spokane, WA | Investment funds & advisory | $4M |
| Feb 5, 2009 | Crossfire Trading LLC Charles E. Hays |
Rosemount, MN | Trading, forex & commodities | $5.5M |
| Feb 5, 2009 | Robert Miracle, Mukhtar Kechik, Fahimi Fisal | Bellevue, WA | Energy & alternative assets | $65M |
| Feb 3, 2009 | Rate Search Inc, Clayton Analytical Services Inc Scott E. Luster |
Belleville, IL | Investment funds & advisory | $4.5M |
| Jan 28, 2009 | ProTrust Management Inc Gordon B. Grigg |
Nashville, TN | Investment funds & advisory | $6.5M |
| Jan 27, 2009 | Agape World Inc, Agape Merchant Advance LLC Nicholas Cosmo |
Lake Grove, NY | Lending & cash advance | $195M |
| Jan 23, 2009 | Gregg Thomas Rennie | Quincy, MA | Investment funds & advisory | $2M |
| Jan 21, 2009 | RCS Hedge Fund Rod Cameron Stringer |
Lamesa, TX | Trading, forex & commodities | $8.5M |
| Jan 21, 2009 | Arthur Nadel | Sarasota, FL | Trading, forex & commodities | $162M |
| Jan 17, 2009 | Nakami Chi Group Ministries International Edward Anthony Purvis |
Chandler, AZ | Investment funds & advisory | $8M |
| Jan 8, 2009 | Gen-See Capital Corp (aka Gen Unlimited) Richard S. Piccoli |
Buffalo, NY | Real estate | $17M |
| Jan 8, 2009 | Joseph Forte L.P. Joseph S. Forte |
Broomall, PA | Trading, forex & commodities | $50M |
| Jan 7, 2009 | One World Capital Group LLC Charles G. Martin, John E. Walsh |
Glencoe, IL | Trading, forex & commodities | $15M |
| Jan 6, 2009 | James Asset Advisory LLC Anthony A. James |
FL | Investment funds & advisory | $5.3M |
| Jan 5, 2009 | Mutual Benefits Corp Joel Steinger (aka Joel Steiner), Steven Steiner (aka Steven Steinger), Michael McNerney, Anthony Livoti Jr. |
FL | Insurance-linked | $1.2B |
| Dec 17, 2008 | Best Diamond Funding, Libreria del Exito Mundo Milton Retana |
Norwalk, CA | Real estate | $62M |
| Dec 11, 2008 | Bernard L. Madoff Investment Securities LLC Bernard L. Madoff |
New York, NY | Investment funds & advisory | $50B |
| Dec 8, 2008 | Dreier LLP Marc S. Dreier |
New York, NY | Real estate | $113M |
| Oct 30, 2008 | The Bottom Line of South Florida Inc, Summit Trading LLC Andres L. Pimstein |
Miami, FL | Investment funds & advisory | $30M |
| Oct 6, 2008 | Next Components Norman Hsu |
NY | Lending & cash advance | $60M |
| Oct 3, 2008 | Petters Company Inc, Petters Group Worldwide Thomas Joseph Petters |
Wayzata, MN | Investment funds & advisory | $3.7B |
| Oct 1, 2008 | CSA Trading Group Inc, Cooper River Group Michael Derrick Peninger |
Charleston, SC | Trading, forex & commodities | $1M |
| Sep 15, 2008 | Harvest Income LLC Jeanne M. Rowzee, James R. Halstead, Robert T. Harvey |
Irvine, CA | Investment funds & advisory | $52.7M |
| Sep 3, 2008 | Forward Investment Group LLC Robert D. Bame |
Moreno Valley, CA | Trading, forex & commodities | $400,000 |
| Aug 20, 2008 | Den Haag Capital LLC Manyu Ogale |
Jacksonville, FL | Trading, forex & commodities | $20M |
| Aug 20, 2008 | Executive Investors Inc, Newlife Trade Group Ronald Keith Owens |
Mineral Wells, TX | Trading, forex & commodities | $2.5M |
| Aug 12, 2008 | Kay Services LLC Marcia Sladich |
Clifton, NJ | Real estate | $10M |
| Aug 11, 2008 | Steven Byers, Joseph Shereshevsky (aka Joseph Heller, "Josie") | Chicago, IL | Real estate | $255M |
| Aug 7, 2008 | Larry Atkins | Fargo, ND | Insurance-linked | $5M |
| Jul 23, 2008 | CDC Global Inc., Wise Investors Simply Excel LLC Robert C. Brown Jr. (aka Trebor) |
Hillsborough, CA | Trading, forex & commodities | $20M |
| Jun 26, 2008 | The Forex Project, Interbank FX Luis Hiram Rivas |
Chattanooga, TN | Trading, forex & commodities | $18M |
| Jun 25, 2008 | Alanar Inc, Sullivan First Baptist Vaughn A. Reeves Sr., Vaughn A. Reeves Jr., Jonathan Christopher Reeves, Joshua Craig Reeves |
Sullivan, IN | Investment funds & advisory | $120M |
| May 29, 2008 | City Limits Inc., Cal Productions William James Galyon Jr., Bradley J. Nozicka, Nova Michaels, Robert J. Rosepink, Alfred J. Olsen |
Tucson, AZ | Investment funds & advisory | $26M |
| May 21, 2008 | George D. Hudgins | Nacogdoches, TX | Trading, forex & commodities | $25M |
| May 15, 2008 | Guy W. Gane Jr., Lorenzo Altadonna | Amherst, NY | Real estate | $5.7M |
| May 14, 2008 | Accelerated Funding Group Jeanetta M. Standefor |
Altadena, CA | Investment funds & advisory | $18M |
| May 8, 2008 | Matthew J. Gagnon, Gregory N. McKnight | MI | Real estate | $72.6M |
| May 7, 2008 | Gold-Quest International David M. Greene (aka Lord David Greene), John Jenkins, Michael McGee |
Las Vegas, NV | Trading, forex & commodities | $27.9M |
| Mar 19, 2008 | Golden Summit Group Ralph Gregory Gibbs |
New Haven, WV | Trading, forex & commodities | $21M |
| Feb 6, 2008 | Val E. Southwick | Ogden, UT | Real estate | $180M |
| Jan 29, 2008 | Charles Nolon Bush | Port Orchard, WA | Investment funds & advisory | $30M |
| Jan 15, 2008 | Razor FX Inc Michael Richard Maccaull |
Great Neck, NY | Trading, forex & commodities | $68M |
| Jan 10, 2008 | National Investments Inc Bryan Scott Behrens |
Omaha, NE | Investment funds & advisory | $6.5M |
| Oct 5, 2007 | Tri-Link Consultants Inc Klaus Link |
Regina, Canada | Investment funds & advisory | $1.7M |
| Aug 24, 2007 | Donald F. Neuhaus, Kimberly A. Snowden | Redding, CA | Legal & litigation funding | $25M |
| Jul 24, 2007 | New Millenium Enterpreneurs LLC, Phoenixsurf.com Jonathan W. Mikula, Gabriel J. Frankewich |
Athens, GA | Investment funds & advisory | $41.9M |
| May 14, 2007 | NJ Affordable Homes Corp Wayne Puff, Kenneth Lagonia |
NJ | Real estate | $90M |
| Mar 12, 2007 | Brown Investment Services, Brown Investments James E. Brown Jr. |
Richmond, VA | Trading, forex & commodities | $8M |
| Jan 11, 2007 | Global Prosperity Fund, Castle Rock Trading Company Joseph A. Ferona |
Castle Rock, CO | Trading, forex & commodities | $2.8M |
| Oct 11, 2006 | Pinnacle Development Partners LLC Gene A. O'Neal |
Atlanta, GA | Real estate | $30M |
| Oct 10, 2006 | National Consumer Mortgage LLC Salvatore Favata |
Orange County, CA | Lending & cash advance | $30M |
| Jun 30, 2006 | Integrated Equities Inc. Jeffrey A. Weston |
Las Vegas, NV | Investment funds & advisory | $7.7M |
| Apr 17, 2006 | Jack Utsick, Robert Yeager, Donna Yeager | Miami Beach, FL | Lending & cash advance | $300M |
| Feb 27, 2006 | LifeClicks LLC, 12daily Pro Charis Johnson |
Charlotte, NC | Investment funds & advisory | $50M |
| Sep 29, 2005 | Bayou Management LLC, Bayou Funds Samuel Israel III, Daniel E. Marino |
Stamford, CT | Trading, forex & commodities | $450M |
| Aug 2, 2005 | RC Investment Corp., Pinnacle Investment Corp. Robert A. Coberly Jr., Curtis D. Somoza |
Westlake Village, CA | Trading, forex & commodities | $6.7M |
| Jun 9, 2005 | Focus Financial Associates Inc., Focus Development Center Inc. Max Francois, Aiby Pierre-Louis, Jean Fritz Montinard |
Miami, FL | Investment funds & advisory | $6M |
| Jun 7, 2005 | J.C. Jeffers & Company John C. Jeffers, John Minderhout |
Mentone, CA | Investment funds & advisory | $26.2M |
| Nov 4, 2004 | Learn Waterhouse Inc. Randall T. Treadwell, Rick D. Sluder, Larry C. Saturday, Arnulfo M. Acosta |
Tyler, TX | Trading, forex & commodities | $24.5M |
| May 4, 2004 | Chicago D&P Inc, Realtopia Inc Patricia Morgen, Shalom Gibson |
Emeryville, CA | Real estate | $10M |
| Mar 24, 2004 | Memlock Systems, Triple Diamond Foundation Dale L. Graybill, Shirley Graybill |
Branford, CT | Trading, forex & commodities | $10.7M |
| Dec 23, 2003 | Financial Advisory Consultants, Income Fund Ltd., Growth Fund Ltd. James P. Lewis Jr. |
Laguna Niguel, CA | Insurance-linked | $813M |
| Oct 20, 2003 | Donne Corporation Sherman S. Smith, Shawn Smith |
Napa, CA | Investment funds & advisory | $4M |
| May 14, 2003 | Orion International Inc. Russell Cline, Bagone Vorachith, April Duffy, Nancy Hoyt |
Portland, OR | Trading, forex & commodities | $27M |
| Mar 3, 2003 | J.T. Wallenbrock & Associates, Citadel Capital Management Group Inc. Larry Toshio Osaki, Van Y. Ichinotsubo |
Upland, CA | Investment funds & advisory | $230M |
| Feb 27, 2003 | MacQueen Capital Management, Dividend Reinvestment Fund LLC Kenneth B. MacQueen |
Orland Park, IL | Investment funds & advisory | $1.4M |
| Feb 5, 2003 | Long Point Investments LLC, CDM Technologies LLC John A. Wheeler |
Nacogdoches, TX | Trading, forex & commodities | $35M |
| Mar 19, 2002 | First Interregional Equity Corp., First Interregional Advisors Corp. Richard Goettlich, Anthony Gianninoto, Eileen Laine |
Newark, NJ | Investment funds & advisory | $295M |
| Mar 14, 2002 | World Vision Entertainment Inc. Jamie P. Piromalli, Steven Brewer, A. Michael Jaillett, Richard Mann, Seth Miller |
Altamonte Springs, FL | Investment funds & advisory | $64M |
| Jun 22, 2001 | Heartland Financial Services Inc., JMS Investment Group LLC Daniel G. Danker, Kenneth R. Payne, Johann M. Smith, Constance Brooks-Kiefer |
Indianapolis, IN | Investment funds & advisory | $29M |
| May 11, 2001 | Reed E. Slatkin | Santa Barbara, CA | Trading, forex & commodities | $230M |
| Mar 9, 2001 | Global Telelink Services Inc., Global Contact Corporation Robert Smith III |
GA | Investment funds & advisory | $10M |
| Oct 13, 2000 | Lazar Frederick & Company, Weststar Exploration Inc., KS Resources Betty Ann Rubin, Mark D. Seigel, John J. Judd Jr. |
Woodland Hills, CA | Energy & alternative assets | $42M |
| May 31, 2000 | Sebastian International Enterprises Inc. Linda Ballou, Ronald Wackler, Bruce Harlan |
Rancho Mirage, CA | Investment funds & advisory | $17.7M |
| Jan 21, 2000 | Chemical Trust, U.S. Guarantee Corp, United Marketing Trust Virgil W. Womack, Clifton Wilkinson, Lewey L. Cato III, Alvin A. Tang, Kurtis Keith Lowe, Woody Keith Lowe, Jerry Lynn Ruyle, Robert Alen Blackburn |
FL | Investment funds & advisory | $17M |